Diabetes Center, Department of Medicine, University of California-San Francisco, San Francisco, California 94143-0540
Address all correspondence and requests for reprints to: Mark S. Anderson, M.D., Ph.D., University of California-San Francisco Diabetes Center, Box 0540, 513 Parnassus Avenue, San Francisco, California 94143-0540. E-mail: manderson{at}diabetes.ucsf.edu.
Context: The endocrine system is a common target in pathogenicautoimmune responses, and there has been recent progress inour understanding, diagnosis, and treatment of autoimmune endocrinediseases.
Synthesis: Rapid progress has recently been made in our understandingof the genetic factors involved in endocrine autoimmune diseases.Studies on monogenic autoimmune diseases that include endocrinephenotypes like autoimmune polyglandular syndrome type 1 andimmune dysregulation, polyendocrinopathy, enteropathy, X-linkedhave helped reveal the role of key regulators in the maintenanceof immune tolerance. Highly powered genetic studies have foundand confirmed many new genes outside of the established roleof the human leukocyte antigen locus with these diseases, andindicate an essential role of immune response pathways in thesediseases. Progress has also been made in identifying new autoantigensand the development of new animal models for the study of endocrineautoimmunity. Finally, although hormone replacement therapyis still likely to be a mainstay of treatment in these disorders,there are new agents being tested for potentially treating andreversing the underlying autoimmune process.
Conclusion: Although autoimmune endocrine disorders are complexin etiology, these recent advances should help contribute toimproved outcomes for patients with, or at risk for, these disorders.
Autoimmune diseases represent a significant health burden inthe developed world afflicting 5–10% of the population(1), and a sizable percentage of these diseases involve an untowardimmune response against an endocrine organ. Virtually any endocrineorgan can be targeted by the immune system as part of an autoimmuneresponse, and frequently responses to multiple organs can occurin the same patient as part of a polyglandular autoimmune syndrome.More common endocrine autoimmune syndromes include Hashimotosthyroiditis, Graves disease, and type 1 diabetes, whereasmore rare syndromes include Addisons disease, oophoritis,lymphocytic hypophysitis, and hypoparathyroidism. For years,the etiology and pathogenesis of these disorders have remainedobscure, but the diseases are generally thought to involve acellular and humoral immune response that pathologically targetsthe affected organ(s). This is evidenced by a wide number ofobservations, including the presence of autoantibodies in affectedpatients, improvement of some diseases by immunosuppressivedrugs, and the demonstration of lymphocytic infiltrates in thetargeted organs. Over the last few years, rapid progress inour understanding of these diseases has come through a numberof efforts, particularly in genetics. In this review, I willhighlight some of the recent advances in our understanding,diagnosis, and treatment of endocrine autoimmune diseases.
There is good evidence that most autoimmune endocrine diseaseshave a genetic component to their etiology. Some of the bestevidence comes from familial inheritance studies on type 1 diabetesand thyroiditis (2, 3). In the case of type 1 diabetes, thelifetime concordance rate for disease in monogenic twins isaround 50% and for siblings is around 3–4%. This showssignificant risk when compared with the general population riskof around 0.3%. These data also show that there is a significantgenetic contribution to disease risk and that other factors(i.e. environmental) are also involved in disease pathogenesis.For several decades, the major genetic association of autoimmuneendocrine diseases with polymorphisms in the human leukocyteantigen (HLA) region has been recognized. The HLA is a geneticregion on chromosome 6 that encodes a large number of immuneresponse genes, and in most cases disease risk maps to polymorphismsin the major histocompatibility complex (MHC) class II genesDR and DQ. The MHC class II gene products along with antigenicpeptides are part of the ligand complex for CD4+ T-cell receptors,and the association likely highlights the importance of T cellsin these diseases (4). Interestingly, it remains to be determinedhow these risk polymorphisms lead to increased susceptibilityto autoimmunity. Some investigators have proposed promiscuouspeptide binding by MHC risk alleles as a potential mechanism,but more definitive data are needed (5). It is also importantto note that in most cases, subjects harboring a MHC risk alleleare more likely not to develop autoimmunity except in rare isolatedincidents (6), thus, these risk alleles should be thought ofas being necessary but not sufficient for the development ofdisease. Recently, significant progress has been made in expandingour understanding of genetic disease risk beyond the MHC, particularlywith informative monogenic forms of endocrine autoimmunity andin highly powered genetic studies that include genome-wide association(GWA) efforts.
Monogenic diseases
Autoimmune polyglandular syndrome type 1 (APS1) is a rare monogenicautosomal recessive disorder characterized by a panoply of autoimmunesyndromes in the same patient, many of which are directed againstendocrine organs. Prominent clinical features are hypoparathyroidism,Addisons disease, and mucocutaneous candidiasis (7).More variable endocrine features also include Hashimotosthyroiditis, oophoritis, type 1 diabetes, and lymphocytic hypophysitis.Through a positional cloning effort, the defective gene wasidentified in 1997 by two independent groups and termed autoimmuneregulator (Aire) (8, 9). Since its identification, much hasbeen learned about the function of Aire in promoting immunetolerance and has been accelerated by the generation of a mousemodel by knocking out the murine orthologue of the gene (10,11). Aire appears to function as a transcription factor andis mainly expressed in a specialized subset of cells in thethymus called medullary epithelial cells (mTECs). Within mTECs,Aire helps promote the transcription of many self-antigen genes,including the insulin gene (a known endocrine autoantigen) (11).A consequence of this self-antigen expression within the thymusis that it promotes the negative selection (or deletion) ofautoreactive thymocytes that naturally develop in the thymus(12, 13, 14). Thus, in the absence of Aire, there is a failureto delete autoreactive T cells within the thymus, which thenleads to a predisposition to widespread multi-organ autoimmunity(Fig. 1). Mouse studies have confirmed that the thymic defectis sufficient to induce the autoimmune syndrome associated withdisease (11), and recent studies in humans have suggested thatthe long-known association of thymomas with the autoimmune syndromemyasthenia gravis may be attributable to the loss of AIRE expressionin this thymic tumor (15). In addition, there is a developingpicture that similar mechanisms are in play for more commonendocrine autoimmune syndromes, like type 1 diabetes, in whicha polymorphism in the insulin gene has been demonstrated tocontrol thymic expression levels and correlates with diseaserisk (i.e. high thymic expression alleles have lower diseaserisk) (16, 17, 18). Recent associations with variation in thethyroglobulin gene and thyroiditis (3, 19) could involve a similarmechanism, but this has yet to be tested. An autosomal dominantallele of AIRE has also been recently associated with Hashimotosthyroiditis (20), and recently the susceptibility has been shownto be due to a quantitative effect on self-antigen expressionwithin the thymus (21). Together, these recent advances on Airehave helped establish a critical relationship between thymicexpression of self-antigens and the prevention of autoimmuneendocrine syndromes.
FIG. 1. Model of the function of Aire in the thymus. A, Aire appears to help mediate the transcription of many self-antigens in mTECs in the thymus. B, Impact of Aire on T-cell selection. These self-antigens are then presented in the thymus to developing thymocytes (blue-colored cells) in the medulla, and this results in the deletion of self-antigen specific thymocytes in this compartment. In the absence of Aire, the self-antigens fail to be generated by these mTECs, and self-antigen specific T cells mature and escape the thymus and migrate into the periphery and promote autoimmune responses.
Another monogenic autoimmune syndrome that has brought new mechanisticinsights to immune tolerance is immune dysregulation, polyendocrinopathy,enteropathy, X-linked (IPEX). This is an X-linked disorder thatis characterized by a severe autoimmunity syndrome in whichmost affected subjects usually die before the age of 2 yr ifthey do not receive bone marrow transplantation. Common autoimmuneendocrine syndromes in these patients include type 1 diabetesand thyroiditis (22). The defective gene in this disorder hasbeen mapped to the transcription factor FoxP3, and recent studieshave established that FoxP3 plays a critical role in the functionof a special T-cell subset called regulatory T cells (Tregs)(23, 24, 25). Tregs are CD4+CD25+ T cells that have the remarkablecapability to suppress effector T-cell responses, includingthose directed at self (Fig. 2) (26). These cells develop withinthe thymus and are thought to have a preferential specificityfor self-antigens, perhaps at least in part due to Aire-dependentmechanisms (27). Preferential depletion (28) or loss of functionof these cells (through knocking out FoxP3) has been demonstratedin animal models to lead to catastrophic autoimmunity similarto that in IPEX patients. FoxP3 likely plays a number of criticalfunctions in allowing the suppressor activity of these cellsto be promoted, but the exact details of the suppression mechanismremain unclear, especially in vivo (29). Interestingly, Tregshave been used as a tool to suppress and reverse type 1 diabetesin animal models (30, 31), and this has important future clinicalimplications. This is because the suppression mechanism in vivoappears to be dependent on the antigenic specificity of theTreg population that is used. Thus, it may someday be possibleto induce antigen or organ-specific tolerance by treatment withclonal populations of Tregs as a method to cure or reverse agiven autoimmune disease without conferring the risk of globalimmunosuppression.
FIG. 2. Model of Treg function. Tregs expressing the FoxP3 gene play a key role in dampening responses by effector T cells (Teff), including autoreactive T cells specific for organ-specific antigens. This suppression is essential because the loss of Treg function has been demonstrated to lead to catastrophic autoimmunity like that in patients with the IPEX syndrome. The suppression by these cells in vivo also appears to be antigen specific and raises the possibility that these cells could be harnessed to induce antigen-specific immune tolerance in the future.
GWA studies
Rapid advances in human genetics have afforded the opportunityto identify new risk alleles associated with common diseases,like type 1 diabetes and thyroiditis, that have previously beenelusive. This has been due to a number of factors, includingthe completion of the human genome sequence, the developmentof a catalog of common genetic variation (i.e. the haplotypemap), affordable technologies for high-density/high-throughputgenotyping, and adequately powered sample sizes of cases andcontrols (32, 33). In this regard, the most progress has beenmade with studies on type 1 diabetes and thyroiditis, in whichadequately powered sample collections have been amassed to detectcommon variants using GWA and confirm previously establishedassociations. Studies with type 1 diabetes samples have establisheda large number of genes associated with risk outside of theHLA region. Before the advent of GWA, the insulin (17, 34),PTPN22 (35), CTLA4 (36), and interleukin-2 receptor -chain (alsoknown as CD25) (37) genes were established to be associatedwith disease, and have also been confirmed with GWA. With theadvent of large GWA studies on type 1 diabetes, MDA5 (38), KIAA0350(a C-type lectin of unknown function) (39, 40, 41), and severalloci harboring other genes have been associated with disease(41). Although Hashimotos thyroiditis and Gravesdisease are distinct in their clinical presentations, they likelyshare many commonalities in their pathogenesis. Most large geneticstudies on autoimmune thyroid disease have used large Gravescollections, and there has been difficulty in detecting lociwhen Graves and Hashimotos patients are pooledtogether (42). In fact, a very recent study on Hashimotosthyroiditis patients has demonstrated different HLA class IIassociations when compared with Graves (43). To date,established genes outside of HLA for Graves include theTSH receptor (44, 45), PTPN22 (46, 47), CTLA4 (36), and FCRL3(a Fc receptor family member) (45). Beyond these recent findings,it should be noted that there is an extensive body of literatureexamining candidate gene associations with thyroiditis, type1 diabetes, and Addisons disease. These reported associationsmay hold true associations but have yet to be replicated inthese large collection studies for thyroiditis and type 1 diabetes.This may be due to many factors, but caution is warranted giventhe likely bias for reporting false-positive results in suchstudies, especially those that may be underpowered or may haveunrecognized population stratification (48). The NALP1 gene,a likely regulator in the innate immune system, was also recentlyshown to have an association with multiple autoimmune diseasesin families with vitiligo (49). In this study, families withtwo or more members with vitiligo and at least one with an autoimmunecondition that included but was not limited to type 1 diabetes,Addisons disease, and thyroiditis were collected, andconvincing linkage was demonstrated to this gene.
In terms of the non-HLA genes outlined previously, the riskconferred by them, with few exceptions, is relatively small,with most having an odds ratio less than 1.5. In addition, thebiological mechanisms by which these common alleles confer geneticrisk still remain to be completely elucidated (Table 1). Despitethis, when these findings are put into the context of what weknow about autoimmunity and immune tolerance mechanisms, a pictureis starting to emerge. First, there appears to be at least aset of genes that generally increase autoimmune disease risk,like PTPN22, CTLA4, NALP1, and FCRL3, which have establishedrisk for many autoimmune diseases. For example, PTPN22 has beenestablished as a risk gene for rheumatoid arthritis, systemiclupus erythematosus, juvenile rheumatoid arthritis, and myastheniagravis, in addition to its established association with thyroiditisand type 1 diabetes. Second, some disease risk genes fit intocontext with established pathways related to immune tolerance.For example, CTLA4 (which is highly expressed in T cells) isknown to play a critical role in dampening and suppressing T-cellresponses in biological studies (50), and its association withmultiple autoimmune diseases makes good sense. PTPN22 encodesa signaling phosphatase expressed in T cells that likely controlsT-cell signaling, and the risk variant encodes an amino acidchange that likely confers biological activity in T-cell activationpathways. Third, there are associations with emerging immunetolerance pathways. For instance, the association with CD25may have a relationship with the function and activity of CD4+CD25+Tregs.The association of innate immune response genes like MDA5 andNALP1 may help explain the bridge between environmental triggersand activation of autoimmune responses. The association of theTSH receptor with Graves may also have a relationshipwith thymic expression of self-antigens, but making these linkswill need more study. Finally, there are some associations thatare not completely clear, like KIAA0350, which may help identifyunexpected pathways associated with disease.
TABLE 1. Autoimmune endocrine disease susceptibility genes identified or confirmed in recent high-powered genetic studies (see text for references)
Another general emerging set of findings with large case controlcollections has been a more thorough analysis of the HLA regionwith high-density marker genotyping. The HLA poses a particularchallenge to geneticists because it is such a polymorphic andgene-rich region. This makes identifying true risk associationsmore difficult because the identified risk may be in linkagedisequilibrium with the true risk variant. In type 1 diabetes,recent new data have emerged that have extended our growingknowledge of MHC class II alleles associated with disease riskand protection (51), and also in identifying additional diseaserisk (albeit lower) associated with MHC class I alleles (52).Additional studies have identified MHC haplotypes that provideextreme risk for the development of type 1 diabetes (6), whichlikely contain several synergistic loci. Likewise, a recentstudy on Graves patients has demonstrated disease riskattributable to MHC class I (53). Together, these findings revealthe rich complexity of the HLA region, and clearly a more detailedstudy of the region will be needed to unravel completely therisk associated with this locus.
Autoantibodies are a key tool in the diagnosis of patients withautoimmune endocrine diseases and those at risk for these diseases.As outlined earlier, a major clinical phenotype of patientswith the APS1 disorder is the presence of hypoparathyroidism,which is presumably autoimmune in origin, and a recent studyhas identified a parathyroid autoantigen called NACHT leucine-rich-repeatprotein 5 (NALP5) (54). Interestingly, NALP5 is highly expressedin both the parathyroid and ovary, and autoreactivity to NALP5may explain both the hypoparathyroidism and oophoritis associatedwith the APS1 disorder. However, it still remains to be determinedif NALP5 is expressed in the thymus under the control of AIRE.A similar set of studies searching for pituitary autoantibodieshas revealed tudor domain containing protein 6 as a pituitaryautoantigen in APS1 subjects (55). The autoantigen is quiteprevalent in APS1 subjects, but its direct correlation withpituitary autoimmunity in APS1 or in isolated lymphocytic hypophysitisremains to be established. Another set of recent studies hasfound that autoantibodies to type 1 interferons are generallypredictive of the APS1 disorder (56, 57, 58). The clinical meaningof these autoantibodies currently remains unclear but may havesome relationship to the candidiasis commonly observed in APS1subjects. The specificity of this test for APS1 also appearsto be on par with gene sequencing of AIRE in the initial studies,and raises the possibility that this assay may be of utilityin patients and those at risk for the disorder. Recently, anew autoantigen has also been established for subjects withtype 1 diabetes (59). ZnT8 is an islet-specific zinc transporterfor which a large number of subjects with type 1 diabetes havereactive autoantibodies. The marker may prove particularly usefulin subjects who test negative for other established autoantibodiesto glutamate decarboxylase, insulin, and I-A2.
Animal models have proven to be invaluable in furthering ourunderstanding of autoimmunity, given the inherit complexityof these diseases. Both the Aire knockout and FoxP3 knockoutlines of mice have been valuable in unraveling the functionof Aire and FoxP3 as outlined previously, but there have alsobeen other recent advances with other animal models. A broadconcept worth mentioning with animal models is segregating thesemodels into those that have spontaneous development of autoimmunedisease vs. those that are induced (i.e. immunizing with organextract or antigen in the context of a strong adjuvant). Althoughinduced models may be of some value, they are also hamperedin identifying precipitating factors for disease because thisis likely bypassed by the immunization process. Certainly, oneof the most widely used spontaneous models in autoimmune endocrinedisease research is the nonobese diabetic mouse strain modelof autoimmune diabetes, which shows defects in multiple pathwaysof immune tolerance (60). This mouse strain has proven to bevaluable in dissecting out the role of various immune cell populationsand immune pathways in their contribution to the autoimmunediabetes process. In addition, it should also be noted thatthis strain has been shown to have an increased susceptibilityto spontaneous autoimmune thyroiditis when its MHC locus isreplaced in a congenic fashion (61) or when crossed to a dominantpoint mutation in Aire (21). A spontaneous thyroiditis modelwas also recently described using a T-cell receptor transgenicapproach and emphasizes the importance again of T cells in drivingthis autoimmune disease (62). Another interesting developmentin animal models is the recent demonstration of genetic susceptibilityloci in Portuguese water dogs for Addisons disease (63).This dog breed shows a relatively high predisposition to acquiredadrenal insufficiency with estimates around 1.5% of these dogsbeing affected [compared with approximately 0.01% in the humanpopulation (64)]. With recent advances in the genetic studyof dogs and excellent pedigree records for this breed, Chaseet al. (63) were able to demonstrate significant linkage forAddisons disease to two loci in the dog genome. One locuswas in the region of the dog MHC, and the second was in a geneticregion rich for immune response-related genes, which includesCTLA4. Further work will be needed in this system to unravelthe exact genes and polymorphisms responsible for the Addisonsdisease risk, but this unique animal model may bring new mechanisticinsights for this disorder. These recent findings also suggestthat further work in nonrodent models of autoimmune endocrineconditions may be genetically tractable given the rapid advancesin whole genome sequencing.
Recent epidemiological evidence has suggested that there isan increasing incidence of many autoimmune conditions, includingtype 1 diabetes (65, 66). A prevailing hypothesis for the increasein these recent trends is the "hygiene hypothesis," wherebythe relative decrease in childhood infections from improvedliving conditions and increased immunizations may be a factor(67). Along these lines, Kondrashova et al. (68) recently examinedthe prevalence of thyroid autoimmunity in two geographicallyadjacent regions in Russia and Finland that share similar geneticancestry. In this study an increased prevalence of antithyroidperoxidase and antithyroglobulin antibodies was observed inFinnish children over Russian children. The authors go on tosuggest that the increased rate in Finland could be due to socioeconomicfactors that include a lower rate of childhood infections.
The mainstay of treatment for most autoimmune endocrine disordersis of course replacement therapy with the exception of Gravesdisease. To date, the main area for which some progress hasbeen made in reversing or treating the underlying autoimmuneprocess has been in type 1 diabetes, and this was recently reviewedin this series (69). One developing area of immunotherapy outsideof type 1 diabetes worth mentioning involves the B-cell depletingagent rituximab (anti-CD20). This drug has been demonstratedto have efficacy in the treatment of several autoimmune diseases(70) with a relatively good side effect profile, and initialcase reports suggested that it may have some efficacy in thetreatment of Graves disease (71, 72). Because a pathogenicautoantibody is responsible for this disorder, this is a rationaltreatment, however, it should be noted that plasma cells donot express CD20, and depletion of mature anti-TSH receptorantibody producing cells may be intractable to this approach.Recently, two controlled pilot studies for the treatment ofGraves with anti-CD20 showed less encouraging resultsbut some efficacy in patients with low anti-TSH receptor antibodylevels (73, 74). There has also been a case report of ulcerativecolitis being associated with the treatment of a Gravespatient in a similar trial (75) and brings into question theneed for this therapy over established treatments. Despite this,rituximab may prove to be worthwhile in unique circumstancessuch as in the prevention of severe ophthalmopathy in thosepatients receiving thyroid ablation.
Conclusion
The endocrine system is commonly pathologically targeted bythe immune system and can often lead to clinical disease throughcomplete destruction of the organ. For years, our main geneticunderstanding of these disorders has been that the MHC geneticregion encodes a significant degree of risk. Recent, rapid advancesin genetics have shed new light on immune pathways and mechanismsthat are involved in the pathogenesis of these diseases. Thesepathways include those revealed by monogenic autoimmune diseases,like APS1 and IPEX, which reveal the importance of thymic selectionand Tregs in maintaining tolerance. In addition, rigorouslypowered genetic studies have reinforced the notion that T-cellresponse genes are involved in disease pathogenesis and thatmany autoimmune endocrine diseases share similar genetic risk.In addition, to our advancing knowledge in genetics, there havealso been recent strides in identifying new diagnostic markersand new treatments for these diseases. Despite these advances,much work remains to be done, including addressing the fundamentalquestion of why the endocrine system is so commonly targetedby autoimmune responses.
Acknowledgments
I thank Jason DeVoss for help with the figures.
Footnotes
M.S.A. is supported by the National Institutes of Health, ThePew Scholars, The Burroughs Wellcome Fund, the Juvenile DiabetesResearch Foundation, and the Sandler Foundation.
Disclosure Statement: The author has nothing to disclose.
Abbreviations: Aire, Autoimmune regulator; APS1, autoimmunepolyglandular syndrome type 1; GWA, genome-wide association;HLA, human leukocyte antigen; IPEX, immune dysregulation, polyendocrinopathy,enteropathy, X-linked; MHC, major histocompatibility complex;mTEC, medullary epithelial cell; NALP5, NACHT leucine-rich-repeatprotein 5; Treg, regulatory T cell.
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