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Community Health Sciences (F.L.R.W., S.A.O.) and Maternal and Child Health Sciences (R.H.), University of Dundee, Ninewells Hospital and Medical School, Dundee DD1 9SY, United Kingdom; and Department of Internal Medicine (H.v.T., T.J.V.), Erasmus University Medical Center, 3015 GE Rotterdam, The Netherlands
Address all correspondence and requests for reprints to: Professor Robert Hume, Maternal and Child Health Sciences, University of Dundee, Ninewells Hospital and Medical School, Dundee DD1 9SY, Scotland, United Kingdom. E-mail: r.hume{at}dundee.ac.uk.
| Abstract |
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Objective: Our objective was to investigate the contribution of postnatal factors to the variations in serum levels of iodothyronines, thyroid-binding globulin, and TSH.
Design: We recruited a cohort of infants (2334 wk gestation; n = 780) between January 1998 and September 2001.
Setting and Patients: The study involved 11 level III Scottish neonatal intensive care units and included cohorts of infants delivered at 2334 wk gestation.
Main Outcome: We assessed serum levels of iodothyronines, thyroid-binding globulin, and TSH at 7, 14, and 28 d adjusted for the potentially significant postnatal influences (n = 31).
Results: Serum levels of TSH, free T4, T3, and T4 are variably but significantly associated with bacteremia, endotracheal bacterial cultures, persistent ductus arteriosus, necrotizing enterocolitis, cerebral ultrasonography changes, oxygen dependence at 28 d, and the use of aminophylline, caffeine, dexamethasone, diamorphine, and dopamine.
Conclusions: There are many more associations of postnatal factors with transient hypothyroxinemia than had previously been considered in preterm infants. Alternative strategies should be considered for correction of hypothyroxinemia rather than sole reliance on the direct therapy of hormone replacement. A more oblique preventative approach may be necessary through reduction in the incidence or severity of individual illness(es). Similarly, alternatives to those drugs that interfere with the hypothalamic-pituitary-thyroid axis should be evaluated (e.g. other inotropics instead of dopamine).
| Introduction |
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Respiratory distress syndrome is an acute nonthyroidal illness and the most frequently studied condition over the past 30 yr to determine whether illness alters serum thyroid hormone levels in preterm infants (22, 24, 25, 26, 27, 28, 29, 30, 31). Respiratory distress syndrome is characteristically most severe in the few days after birth, and the majority of studies of thyroid hormone status in preterm infants have been limited to the first week of life (24, 25, 27, 29, 30, 31); but the nadir of transient hypothyroxinemia may extend beyond this early period (e.g. Ref.2). In addition to respiratory distress syndrome, preterm infants can also suffer from a spectrum of illness within, and outside of, this early phase of postnatal life.
To determine the relationship between critical illness in preterm infants and thyroid hormone status, we recently analyzed data from a cohort of preterm infants (23). A range of serum thyroid hormones was measured over the first 28 d, and levels were then correlated with severity of illness on the day blood was sampled using a routinely applied scoring system as a surrogate marker of illness severity. The scoring system used was that of The British Association of Perinatal Medicine (BAPM), which was initially devised to quantify resources required by UK neonatal intensive care units such as nursing staffing numbers, expertise, and equipment, with severity of illness being related to the amount of resource required (32). The application of the BAPM scoring system allows systematic categorization of a large sample of preterm infants by a uniform set of parameters describing illness severity. The key outcomes of our study were that serum TSH was unchanged with BAPM score, but there were reductions in serum T4 and T3 in those infants requiring the maximal level of intensive care (23). However, this approach categorizes only overall severity of illness but not the impact of individual disease conditions on iodothyronine levels.
To reveal the relationship between specific illnesses, drug use, and nutrition on postnatal thyroid hormone status, we have analyzed data from a cohort of preterm infants born from 2334 wk gestation.
| Subjects and Methods |
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This study recruited a cohort of mothers and infants delivered at 2334 wk gestation and who were part of a multicenter study of transient hypothyroxinemia in 11 level III Scottish neonatal intensive care units. Gestational age of infants was calculated from menstrual history and, in most instances, was confirmed by ultrasound examination in the first trimester. Exclusion criteria from the study were known viral hepatitis or HIV positivity (or at high risk), major congenital abnormality, or if mothers were unable to provide informed consent. The study was approved, as appropriate, by the Multicenter Research Ethics Committee (Edinburgh) and the Tayside Committee on Medical Research Ethics; in all cases, written informed consent was obtained.
All infants had intensive care support as required, including intermittent positive pressure ventilation and, where appropriate, correction of fluid, electrolyte, blood glucose, and acid-base abnormalities. Blood pressure was supported with inotropes, plasma, or crystalloids as required. Infants with significant persistence of the ductus arteriosus were treated with diuretics and indomethacin or surgical ligation if appropriate. Parenteral nutrition regimens, if required, were based on a solution of electrolytes, dextrose 10%, amino acids (Vaminolact; Fresenius Kabi, Cheshire, UK), a phosphate supplement (Addiphos; Fresenius Kabi), water-soluble vitamins (Solvito N; Fresenius Kabi), and trace elements (Peditrace; Fresenius Kabi) to levels recommended by the manufacturer. In tandem, a fat emulsion (Intralipid 20%; Fresenius Kabi) with added fat-soluble vitamins (Vitlipid; Fresenius Kabi) was used. Enteral feeds were started when the condition of the infant was stable, preferably expressed breast milk from the infants mother or Cow and Gate Nutriprem I Low Birthweight Formula (Cow & Gate, Wiltshire, UK). Thereafter, enteral feed volumes were gradually increased as determined by the infants clinical condition, with reciprocal reductions in the volume of parenteral nutrition infused. Total caloric intakes and the relative contributions from parenteral and enteral nutrition were calculated at 1, 7, 14, and 28 d.
Blood was collected at postnatal d 7 (n = 591), 14 (n = 514), and 28 (n = 375) from infants of 2334 wk. The blood samples were allowed to separate for at least 15 min and then centrifuged at 4000 rpm for 5 min. If collected outside of normal laboratory hours, the blood was stored at 4 C (maximum, 12 h) before processing. The serum was removed, stored, and transported at a maximum of 20 C for assays in one laboratory (T.J.V.).
Provided sufficient serum was available, T4, FT4, TSH, T3, rT3, T4 sulfate (T4S), and thyroid-binding globulin (TBG) levels were determined. Serum T4, T3, and rT3 were measured by in-house RIA; FT4 by Vitros ECI technology (Ortho-Clinical Diagnostics; Amersham, Little Chalfont, UK); TSH by Dynotest immunoradiometric assay; and TBG by Dynotest RIA (Brahms, Berlin, Germany). T4S was prepared by the method of Eelkman-Rooda et al. (33). The measurements of T4S in serum were done by a specific antibody, as described previously (34). Within-assay coefficients of variation were calculated as 28% for T4 (50147 nmol/liter), 37% for FT4 (7.427.7 pmol/liter), 26% for T3 (0.724.24 nmol/liter), 34% for rT3 (0.190.59 nmol/liter), 617% for T4S (46514 pmol/liter), 25% for TSH (0.216.6 mU/liter), and 24% for TBG (5.938.4 mg/liter). Between-assay coefficients of variation were 510% for T4 (49154 nmol/liter), 510% for FT4 (9.028.8 pmol/liter), 8% for T3 (0.864.54 nmol/liter), 916% for rT3 (0.210.58 nmol/liter), 419% for T4S (48501 pmol/liter), 214% for TSH (0.116.9 mU/liter), and 23% for TBG (6.730.1 mg/liter).
Infants were subdivided into gestational age groups (2327, 2830, and 3134 wk) to maintain consistency with previous publications using this data set.
Infant disorders were recorded as follows: respiratory distress syndrome [requiring oxygen with or without ventilatory support, with severity of illness as mean of first 48 hourly fractional inspired oxygen (FiO2) measurements]; oxygen dependency at d 28 (28 d was the maximum length any one infant was included in our study and is an indicator of evolving chronic lung disease that is likely to have been present earlier in the neonatal period); cerebral pathology [the sonographic presence and grade of intraventricular hemorrhage (35) and periventricular leukomalacia]; persistent ductus arteriosus (requiring treatment with fluid restriction and diuretics with or without indomethacin or surgery); and necrotizing enterocolitis (requiring treatment with total parenteral nutrition and antibiotics). Birthweight ratios were calculated for each infant using reference values obtained from the Scottish Morbidity Record SMR2 as supplied by the Information and Statistics Division of the Common Services Agency, Edinburgh. Birthweight ratio is the infants birthweight divided by the mean birthweight of all Scottish infants born between 1987 and 1998, matched for sex and gestational age.
For each infant, the postnatal day of onset, organism, and site(s) of positive culture was recorded for each episode of late-onset infection (
3 postnatal days). Infections were included if one or more cultures were positive and if the infant was treated with an antibiotic course. Data were not recorded about infants who on clinical suspicion were treated with an antibiotic course as if infected but culture negative; it is likely that the number of such infants was small.
A pragmatic hierarchy of positive culture sites was established to allow grouping of culture-positive, antibiotic-treated infants: 1) blood (one infant with a positive cerebrospinal fluid as well as a positive blood culture with the same organism was included in this group), 2) endotracheal tube secretions, 3) vascular access catheter tips, 4) surface including oropharyngeal and rectal swab cultures, and 5) urine. Infants with more than one site culture positive were assigned to the higher site. The infants classified within each site of infection were then stratified according to the range of days of onset of infection (38, 1016, and 2429 d) and so linked to the thyroid hormone serum sampling days of 7, 14, and 28 postnatal days, respectively. The range of days of onset of infections was limited to a constant period before each day when blood was sampled for iodothyronine, TSH, and TBG levels and based on the assumption that with the onset of infection in these periods the attendant inflammatory response would have the most effect on their levels. If an infant was infected simultaneously with two or more organisms, then all were recorded in the data set and analyzed; the combinations of organisms (with number of episodes in parentheses) were as follows: in blood, bacteria and fungi (three) and bacteria and bacteria (two); in endotracheal tube secretions, bacteria and fungi or ureaplasma (three).
For the following drugs (selected on the basis of established or potential hormonal or metabolic effects on thyroid hormone metabolism or inflammatory responses), the postnatal days of prescription of various drugs was recorded: dexamethasone, phenobarbitone, diamorphine, morphine, insulin, glucagon, aminophylline, caffeine, dopamine, phenytoin, and indomethacin. Diamorphine and morphine were recorded separately but subsumed for the analysis; we refer to them hereafter as diamorphine.
The main analysis of the data was performed using univariate general linear modeling, in three steps. First, we assessed, singly, the impact of the 31 postnatal factors upon the levels of iodothyronine, TSH, and TBG on d 7, 14, and 28, as described in the previous paragraphs. Second, the factors that were significantly associated singly were then entered together into a model to determine their adjusted impact. If respiratory distress syndrome and mean FiO2 were both significantly associated in step one, then only mean FiO2 was entered into the second step. Third, a final model used only the significant factors (because this minimizes the loss of data caused by missing information). The iodothyronines, TSH, and TBG were log transformed for this analysis because the data were not normally distributed. Linear modeling was performed for each day of sera sampling. Respiratory distress, oxygen dependence at d 28, cranial ultrasound change, persistent ductus arteriosus, and necrotizing enterocolitis were recorded as present or absent and were not time specific and were entered into the first step of each regression analysis, i.e. on d 7, 14, and 28. Drug use was entered as present (or absent) on d 7, 14, and 28 as appropriate to the model.
The regression analysis was used to determine the predicted mean for each iodothyronine, TBG, or TSH level, at each day of sampling, adjusted for other factors in the model; the difference was calculated, for each factor, between the groups geometric mean gestation (irrespective of gestational group) and predicted mean.
| Results |
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Infection was most common in the 23- to 27-wk group and most frequent with onset at d 38. Blood was the most common site of infection. Gram-positive cocci, especially coagulase-negative staphylococci, were the most common organism in all gestational groups (Table 3
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T4 levels on d 7 were positively associated with gestation (+11.3 nmol/liter per week of gestation) and aminophylline use on d 7 (+10.86 nmol/liter) and negatively associated with infection in blood or endotracheal tube (10.40 nmol/liter), persistent ductus arteriosus (14.07 nmol/liter), and necrotizing enterocolitis (12.10 nmol/liter). Together, these factors contribute appreciably (56%) to the variation in T4 levels (Table 4
). Three factors associated with T4 levels on d 7 were also significant at d 14: gestation (+6.59 nmol/liter), persistent ductus arteriosus (21.87 nmol/liter), and infection in blood or endotracheal tube (13.08 nmol/liter) (Table 5
). Three other factors became significant by d 14: oxygen dependence at d 28 (11.36 nmol/liter), diamorphine use on d 14 (20.33 nmol/liter), and dopamine use on d 14 (39.12 nmol/liter) (Table 5
). By d 28, only diamorphine use (45.74 nmol/liter) and gestation (+6.73 nmol/liter per week) were associated with levels of T4 (Table 6
).
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TSH levels on d 7, 14, and 28 were negatively associated with birthweight ratio (1.43, 1.84, and 1.15 mU/liter, respectively) (Tables 46![]()
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). Caffeine was negatively associated with TSH at d 7 (0.61 mU/liter) but positively associated at d 14 (+1.38 mU/liter).
T3 levels at d 7 were positively associated with gestation (+0.16 nmol/liter), total nutrition (+0.51 nmol/liter), and aminophylline use (+0.21 nmol/liter); infection in blood or endotracheal tube on d 38 was negatively associated (0.19 nmol/liter) (Table 4
). At d 14, gestation remained positively associated (+0.14 nmol/liter); diamorphine was negatively associated with T3 (0.21 nmol/liter) as were dopamine (0.57 nmol/liter), dexamethasone (0.82 nmol/liter), infection in blood or endotracheal tube (0.34 nmol/liter), persistent ductus arteriosus (0.24 nmol/liter), cranial ultrasound changes (0.18 nmol/liter), and oxygen dependence at 28 d (0.20 nmol/liter) (Table 5
). At d 28, gestation (+0.09 nmol/liter), total nutrition (+0.46 nmol/liter), dopamine (0.83 nmol/liter), and diamorphine (-0.96 nmol/liter) were associated with T3 levels (Table 6
).
rT3 levels at d 7 were positively associated with gestation (+0.07 nmol/liter) and negatively associated with birthweight ratio (0.42 nmol/liter) and caffeine use (0.20 nmol/liter) (Table 4
). By d 14, gestation (+0.04 nmol/liter), FiO2 (+0.01 nmol/liter), infection in blood on d 1015 (+0.25 nmol/liter), indomethacin use on d 14 (+0.32 nmol/liter), and male gender (0.09 nmol/liter) were associated with rT3 levels (Table 5
). At d 28, necrotizing enterocolitis (+0.19 nmol/liter) and total nutrition (0.27 nmol/liter) were associated with rT3 levels (Table 6
).
TBG levels at d 7 were positively associated with gestation (+1.07 mg/liter) and negatively with infection in blood or endotracheal tube (1.64 mg/liter) (Table 4
). At d 14, gestation (+0.54 mg/liter), dopamine (5.60 mg/liter), and diamorphine (2.02 mg/liter) were associated with TBG (Table 5
). At d 28, birthweight ratio (+7.49 mg/liter) and diamorphine (4.10 mg/liter) were associated with TBG levels (Table 6
).
At d 7, T4S levels were associated with gestation (134 pmol/liter), oxygen dependence at 28 d (258 pmol/liter), FiO2 (+9 pmol/liter), and male gender (+444 pmol/liter) (Table 4
). At d 14, gestation (86 pmol/liter), FiO2 (+6 pmol/liter), and infection in blood or endotracheal tube (+293 pmol/liter) were associated (Table 5
). By d 28, only gestation (100 pmol/liter) remained associated with T4S levels (Table 6
).
| Discussion |
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In our preterm infants with late-onset infections, there are associations with marked reductions in T4, T3, and TBG levels. The definition of late-onset blood infection in preterm infants remains ambiguous and without consensus (37, 38, 39, 40). Our definition was based on the pragmatic clinical definition used by collaborators in this study. If we were to apply the most detailed and stringent definitions of late-onset blood infections to our data, our criteria of one positive blood culture and the patient treated with a course of antibiotics would fulfill the National Institute of Child Health and Human Development (NICHD) Neonatal Research Network definition of possible infection (40). A definite infection requires two positive blood cultures drawn within 2 d of each other or one positive blood culture and elevated C-reactive protein within 2 d of blood culture. Data collection in our study anteceded publication of NICHD definitions; by comparison, our definition has led to dilution of the effect, and meeting the NICHD criteria for definite infection would have strengthened the negative associations with thyroid hormone levels.
The predominant organism associated with infection in our study was coagulase-negative staphylococcus, and this is consistent with previous reports of infection (37, 38, 39, 40) in extreme preterm infants; its interpretation is notoriously difficult where sampling is more frequent and where there is a higher risk of contamination. The novelty of our approach was the consideration of up to three acquired infections of late onset. This necessitated a hierarchical approach when there was concurrent culture of the same organism at different sites. Bacteremia was considered clinically to be the most important, followed by the endotracheal tube secretions, vascular access catheter tips, and surface infections. The number of infants who had positive cultures from only vascular access catheter tips, surface swabs, or urine and who were treated with antibiotics was few. This approach numerically weights the importance of bacteremia and conversely underrecognizes the contribution of similar organisms particularly in the endotracheal tube secretions. Despite this, we find strong and persistent associations between reduced levels of T4 and T3 on postnatal d 7 and 14 and coagulase-negative staphylococcal infection in endotracheal tube secretions. In extreme preterm infants, the local proinflammatory cytokine response to endotracheal colonization immediately after birth is highest in neonates colonized with a Gram-negative pathogen, but this response is also associated with infection with coagulase-negative staphylococci (41). The mortality associated with Gram-negative bacteria and fungal sepsis is very much higher (up to 4-fold) than that reported for coagulase-negative staphylococcus (38, 39, 40). We are unable to comment on the relationship between Gram-negative bacteria and fungal sepsis and iodothyronine levels because these infections were relatively uncommon. Because the proinflammatory cytokine response is relatively less in infants with coagulase-negative staphylococci, it is also highly probable that the thyroid hormone responses to sepsis with these organisms are also similarly attenuated.
Serum T3 and FT4 levels are reduced in adults with subarachnoid hemorrhage (42, 43). In very low birthweight infants, low serum T4 levels during the first week of life are associated with intraventricular hemorrhage but not thereafter at 24 wk postnatal age (44, 45). In such low birthweight infants, low serum T4 and TSH levels measured within 6 h after birth are associated with severe intraventricular hemorrhage and death (46). These studies emphasize the limited temporal effect of intraventricular hemorrhage on T4 levels to the early postnatal period; this may be the reason for limited associations in our results.
In respiratory distress syndrome (47), sepsis (48), intracranial hemorrhage (49), and necrotizing enterocolitis (48), the effects on serum thyroid hormone levels are likely to be mediated in part through the acute inflammatory cytokine response (50). There is no direct evidence for this cytokine response in preterm infants with a persistent ductus arteriosus, but reduced plasma T3 levels is a feature of cardiac failure in adults (51).
Aminophylline and caffeine are used as respiratory stimulants in preterm infants with recurrent apnea. Both anterior pituitary and thyroid cells have cAMP-dependent regulation of gene expression and are potential sites for theophylline (the active metabolite of aminophylline and caffeine), which acts as a phosphodiesterase inhibitor and so influences thyroid hormone metabolism. Elevation of pituitary intracellular cAMP levels increases the expression of the TSH
- and ß-subunit genes (52). Many of the effects of TSH activation of the thyroid gland are mediated through stimulation of the adenyl cyclase cascade regulating the expression of many genes including TSH receptor and thyroglobulin (53).
In the majority of adults and children, the result of therapeutic doses of theophylline is to increase plasma T4 levels with variable increases in rT3 and T3 (54). A single dose of iv aminophylline to adult asthmatics is followed by acute increases in TSH and T4 (55), whereas effects are absent after chronic administration (>2 wk) to infants (56). The effect of caffeine on neonatal thyroid hormones is unknown. In our study, there is a dichotomy of effect of caffeine on TSH at d 7 and 14. Aminophylline is associated with increases of T4 and T3 levels on d 7, which may reflect recent administration.
High-dose glucocorticoids have multiple effects on the thyroid axis, including inhibition of TSH secretion (57), decreases in extrathyroidal conversions of T4 to T3 (58, 59), reductions in serum TBG levels (60), and an increase in renal clearance of iodine (61). Postnatal dexamethasone has been used variously in preterm infants to accelerate fetal lung maturity and for the prevention or therapy of chronic lung disease; follow-up studies on such infants have shown substantial adverse effects on neuromotor and cognitive function (e.g. Refs.62 and 63). Dexamethasone use is confined to our extreme preterm infants who are not only the highest-risk group for transient hypothyroxinemia (15, 21, 22) but also for a less favorable neurodevelopmental outcome (e.g.64). Maintaining serum FT4 levels in extreme preterm infants may be a priority for sustaining postnatal brain development (65). In our infants, postnatal dexamethasone use is associated with a substantial reduction in serum FT4 levels, and this may also contribute, in addition to a direct effect of dexamethasone (66), to the unfavorable neurodevelopmental outcome.
Dopamine infusions are administered to infants for inotropic support and for optimization of renal and splanchnic perfusion (67). In humans, dopamine has a physiological inhibitory role in the control of TSH release (68) and therapeutic infusions are associated with rapid reductions in serum TSH levels in adults as well as infants and children (69, 70). In addition, dopamine may also have peripheral effects such as the inhibition of TSH-stimulated T4 release from the thyroid (71) or alterations in hepatic T4 to T3 conversion (72). Prolonged use of dopamine even on low infusion rates may result in reduced T4 and T3 levels and in adults may induce or exacerbate the changes in serum thyroid hormones associated with nonthyroidal illness (73, 74). In very low birthweight infants (<32 wk gestation, <1500 g birthweight), dopamine is associated with reductions in serum TSH levels but also with a relatively greater decline in serum T4 levels (75). In our study, there was no association of dopamine with serum TSH levels but instead with reduced T3 and T4 levels, a similar pattern to our infant groups previously described with the severest nonthyroidal illness (23). In our infants, dopamine is associated with a reduced serum TBG level; this is a novel finding, and this association has not been reported before. A previous analysis of this data set, using the BAPM score as a surrogate marker of illness severity (32), showed no differences in serum TBG levels between infant groups with variable illness severity (23). The reduction in TBG levels associated with dopamine use may also contribute to the decreased serum T3 and T4 levels.
Morphine suppresses TSH release (76, 77), but to our knowledge effects on other aspects of thyroid hormone metabolism have not been reported. The association of diamorphine use with marked reductions in serum levels of T4, T3, FT4, and TBG is therefore surprising. It is possible that this is a spurious observation and diamorphine use is a surrogate for severity of illness, but this could also be said of the associations of dexamethasone or dopamine, where there is already substantive supportive experimental evidence for their direct effect on thyroid hormone metabolism.
Diamorphine is frequently prescribed in the early neonatal period, and the lack of association with d-7 T4 levels was not immediately clear given the significant associations between its use and T4 levels on postnatal d 14 and 28. However, we believe that the association at d 7 is obscured by the relative dominance of the illness prevalent at this time; this mechanism may explain the lack of expected temporal associations between drugs and specific iodothyronine levels or between illnesses and specific iodothyronine levels.
Transient hypothyroxinemia in preterm infants is associated with reductions in developmental quotients and an increased risk of cerebral palsy. The role of thyroid hormone status as a contributory factor to cognitive and motor disability remains unclear, and we are still left with the question of whether low serum T4 levels, particularly those associated with severe illness in preterm infants, are causative per se of later neurodevelopmental deficits or simply an epiphenomenon of illness? This critical question remains unanswered for the present; because the causative factors for disability may be multiple and influence each other, it is possible that hypothyroxinemia and other pathophysiological changes of illness(es) are interactive in their contributions to cerebral damage. Our study establishes for the first time that there are more associations of particular illnesses (or drug uses) with low serum T4 levels than had previously been considered in preterm infants. This etiological complexity of low serum T4 levels highlights that consideration should be given to alternative strategies for correction of hypothyroxinemia rather than sole reliance on the direct therapy of hormone replacement. A more oblique preventative approach may be necessary, for example through reduction in the incidence or severity of individual illness(es) that influence thyroid hormone levels in these infants; this has probably already occurred for respiratory distress syndrome.
| Acknowledgments |
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| Footnotes |
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First Published Online August 16, 2005
Abbreviations: FiO2, Fractional inspired oxygen; FT4, free T4; TBG, thyroid-binding globulin; T4S, T4 sulfate.
Received May 13, 2005.
Accepted August 4, 2005.
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