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Departments of Endocrinology (R.H.L., K.S., S.R.R., R.K.D., G.A.B.), Biostatistics (X.X., S.W.), and Radiation Oncology (T.E.M.), St. Jude Childrens Research Hospital, Memphis, Tennessee 38105; and Chicago Medical School (S.R.P.), North Chicago, Illinois 60064-3095
Address all correspondence and requests for reprints to: Robert H. Lustig, M.D., Division of Pediatric Endocrinology, Box 0136, University of California San Francisco, 500 Parnassus Avenue, San Francisco, California 94143-0136. E-mail: rlustig{at}peds.ucsf.edu.
| Abstract |
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Risk factors were: age at diagnosis (P = 0.04), radiation dosimetry to the hypothalamus (5172 Gy, P = 0.002 even after hypothalamic and thalamic tumor exclusion), and presence of any endocrinopathy (P = 0.03). In addition, risk factors when compared with BMI slope for the general American pediatric population included: tumor location (hypothalamic, P = 0.001), tumor histology (craniopharyngioma, P = 0.009; pilocytic astrocytoma, P = 0.043; medulloblastoma, P = 0.039); and extent of surgery (biopsy, P = 0.03; subtotal resection, P = 0.018).
These results verify hypothalamic damage, either due to tumor, surgery, or radiation, as the primary cause of obesity in survivors of childhood brain tumors. In particular, hypothalamic radiation doses of more than 51 Gy are permissive. These results reiterate the importance of the hypothalamus in energy balance, provide risk assessment criteria for preventative measures before the development of obesity in at-risk patients, and suggest therapeutic strategies to reduce the future development of obesity.
| Introduction |
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Children with brain tumors, particularly craniopharyngioma, are also at extremely high risk for the development of obesity after tumor therapy (18, 19, 20, 21). In these patients, the weight gain is often intractable, and not responsive to diet and exercise interventions. This form, termed "hypothalamic obesity," is frequently associated with other hypothalamic endocrinopathies and appears as a result of damage to the hypothalamus (22, 23).
We undertook a systematic evaluation of the rate of increase in body mass index (BMI) of survivors of brain tumors in an attempt to identify risk factors for the development of obesity in this population. We then compared these rates of BMI increase with that of the general American pediatric population, based on the BMI curves developed in 1999 by the Centers for Disease Control (CDC; Atlanta, GA) (24).
| Patients and Methods |
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Risk factors assessed
The following were recorded from each patients chart and were used for BMI stratification: 1) age at diagnosis; 2) tumor histology (astrocytoma, pilocytic astrocytoma, brain stem glioma, craniopharyngioma, ependymoma, medulloblastoma, primitive neuroectodermal tumor, germ cell tumor, pituitary adenoma); 3) tumor location (hypothalamic, thalamic, posterior fossa, lateral ventricle, temporal lobe, other hemispheric); 4) extent of surgery (none, biopsy, subtotal resection, gross total resection; 5) hydrocephalus at diagnosis, as determined by the need for surgical placement of a ventriculoperitoneal (V-P) shunt (Yes/No); 6) steroid use after diagnosis [none, short-term (less than 2 months), long-term (less than 6 months)]; 7) exposure to chemotherapy (Yes/No); and 8) cranial radiation therapy (CrXRT) (Yes/No). In addition, 9) the dose of radiation to the hypothalamus was estimated by a review of simulation and portal films and treatment dosimetry for all patients treated with CrXRT. Lastly, 10) diagnoses of hypothalamic endocrinopathies, as determined by the need for hormone replacement therapy (GH, levothyroxine, hydrocortisone, estrogen-testosterone-leuprolide, DDAVP), were recorded. Most, but not all of these assumptions were confirmed by formal endocrine dynamic testing before treatment.
Statistical analysis
The goal of this analysis was to identify and assess those factors that correlated with longitudinal changes in BMI from diagnosis to last follow-up. We used the mixed model (measuring fixed and random effects) for the analysis. In this model, each patient was a cluster with repeated measurements (25, 26). According to descriptive BMI curve plots, we assumed that BMI change was a linear function of time. The mixed model was adjusted by age at diagnosis when it was fitted by each clinical parameter.
As a secondary analysis, BMI change in brain tumor survivors was compared with BMI change in the general pediatric population, using calculations based on the BMI curves released in 1999 by the CDC (24). The normal BMI monotone decreases before, and increases after age 5.5 yr. Therefore, we compared BMI change rates in brain tumor survivors and in the general pediatric population over age 5.5 yr. Comparisons were made based on BMI changes adjusted for, and according to the age of each patient, and corrected for the age-dependent BMI velocity of the general population.
Results are expressed as the change in BMI (
BMI) per month following treatment. We chose to assess this parameter, rather than the change in BMI SD score (z-score) (16), based on two statistical precepts:
1) The BMI curves of normal children are not Gaussian, particularly beyond the +2.5 SD level, where they exhibit an inherent skewness (24), which would artifactually decrease their degree of overweight. Many of our subjects were above this SD level.
2) This study is an assessment of risk for the development of obesity within the pediatric population surviving brain tumors, not a comparison of incidence or prevalence of obesity against the general pediatric population. During the 30-yr period of eligibility for inclusion in this study, and in particular, the 5-yr follow-up period 19952000, the mean and median BMI of the general American pediatric population have risen markedly (27, 28). Standard BMI curves for American children before 1999 are not available, and therefore the computation of the BMI z-score for our population against historical peers is fraught with difficulty. Rather, comparison of
BMI in brain tumor survivors against the 1999 BMI curves allow for the assessment of biological differences in our subjects across time, whereas comparing
BMI z-scores against the 1999 norms would likely underestimate the risk for the development of obesity in this population.
| Results |
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Time (in months) at which measurements were taken was treated as a continuous variable. The rates of BMI increase were computed based on age of diagnosis, ranging from 612 yr. As BMI velocity increases with increasing age, the mean age-dependent BMI velocities calculated from the 1999 CDC BMI charts (24) were subtracted from each of the patient-derived BMI curves. Patients diagnosed at a younger age were noted to increase BMI faster than those diagnosed later (Fig. 1
). The difference between BMI changes in those diagnosed before or at age 6 yr was significantly greater than at other ages (P = 0.018).
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The effects of tumor physical characteristics on BMI adjusted by age were estimated. The presenting BMIs at time of diagnosis, and the rates of BMI change over time, although disparate between tumor locations, were not statistically significant. The highest BMI change rate was nearly double for hypothalamic tumors (0.090 ± 0.014) vs. that for lateral ventricular tumors (0.049 ± 0.032). A similar, but significant effect was found when BMI changes were stratified by tumor histology. Presenting BMIs of patients at the time of diagnosis were significantly different between tumor histologies (Fig. 2A
; P = 0.0001). The values ranged between (11.036 + 0.562 x median age) in patients with primitive neuroectodermal tumor to (11.036 + 0.5762 x median age + 5.079) in patients with craniopharyngioma. However, the rates of BMI change over time were not significantly different between tumor histologies.
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The effects of various treatment parameters on BMI change (adjusted by age) were estimated over time. The BMI change rate was not significantly different between those who received CrXRT vs. those that did not. However, the radiation dose to hypothalamus did significantly affect the rate of BMI change. Total hypothalamic dosimetry was stratified into low (less than 51 Gy), intermediate (5155 Gy), and high (greater than 55 Gy) dose groups, respectively. BMI change rate was significantly lower in the low-dose group (0.024 ± 0.016) vs. the other two groups (0.089 ± 0.011, 0.091 ± 0.017) (Fig. 2B
; P = 0.0018), although there was no difference between the intermediate- and high-dose groups. The effect of hypothalamic dosimetry greater than 51 Gy was significant even after subjects with hypothalamic or thalamic tumor location were excluded from the analysis (P = 0.003).
Neither the extent of surgery, the need for V-P shunting, the long-term use of steroid treatment to manage cerebral edema or hydrocephalus, nor the use of chemotherapy, predicted the rate of BMI increase in later years.
BMI stratification by residual endocrinopathy
No significant differences were noted in the BMI change rates of those patients who had individual endocrinopathies (as determined by hormonal therapy), although the trend of BMI change was higher for patients receiving sex hormone/leuprolide therapy than in those who did not (P = 0.09). However, when patients were grouped by the presence of any endocrinopathy, BMI change rate over time was significantly increased (Fig. 2C
; P = 0.031).
BMI change rates of brain tumor patients as compared with normal children
When compared with BMI changes for normal children based on the 1999 BMI curves from the CDC (24), BMI change rates for brain tumor survivors were significantly different when stratified for tumor histology (craniopharyngioma, P = 0.009; pilocytic astrocytoma, P = 0.043; medulloblastoma, P = 0.039); tumor location (hypothalamic, P = 0.001), extent of surgery (biopsy, P = 0.038; gross total resection, P = 0.018), and any hormone replacement therapy (GH, P = 0.008; T4, P = 0.001; hydrocortisone, P = 0.007; sex hormone/leuprolide, P = 0.020; DDAVP, P = 0.016). No effect of V-P shunting, steroid use, or chemotherapy was noted on BMI increase.
| Discussion |
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This retrospective analysis identified several risk factors for the prediction of the development of obesity in survivors of childhood brain tumors. Hypothalamic location, tumor histology consistent with hypothalamic involvement (such as craniopharyngioma), extent of surgery such as biopsy or gross total resection (common in the hypothalamic area, especially with craniopharyngiomas), hypothalamic irradiation exceeding 51 Gy, and the presence of hypothalamic endocrinopathies, were all associated with abnormal post-therapy BMI increase. Thus, it would appear that hypothalamic damage, either due to tumor, surgery, or CrXRT, is a regiospecific and primary risk factor for the development of obesity in this population.
Previous studies have documented increased weight gain in survivors of ALL (10, 11, 12, 13, 14, 15, 16, 17). Studies in ALL survivors suggest that glucocorticoid therapy is an important risk factor (11); however, each ALL patient is treated for long periods of time with high-dose glucocorticoid (29), so risk factor analysis in this population is exceedingly difficult. We specifically excluded patients on long-term high-dose glucocorticoid, and we could not implicate a role for courses of glucocorticoid of shorter duration than 6 months on BMI increase.
We found that any form of hypothalamic damage, not just CrXRT, was a risk factor for abnormal BMI increase. The only risk factor unrelated to hypothalamic involvement was a younger age at diagnosis; a finding also seen in some studies of ALL survivors (10, 11). There may be biological reasons for this finding as well, including continued brain growth and myelinization until 4 yr of age (30, 31). CrXRT in younger children leads to significant dysfunction of cognition and attention (7, 32, 33), suggesting increased vulnerability of the developing brain to ionizing radiation, with atrophy, leukomalacia, and lacuna development (34).
In this analysis, we assumed that hormonal replacement inferred endocrinopathy; i.e. T4 replacement signified hypothyroidism, etc. This was necessary because the criteria for the diagnosis of various endocrinopathies have been refined over the 30 yr of patient treatment and follow-up over this study and because endocrine evaluation in this cohort was not done prospectively. Such an analysis might include some false positives, such as subjects who were treated based on baseline lab values without formal dynamic testing, and false negatives, such as patients who were not evaluated for GH deficiency because they had already reached an adequate adult height. The most severe weight gain was associated with those patients manifesting diabetes insipidus; probably as a result of surgery for craniopharyngioma (35), the tumor with the fastest BMI velocity.
Damage to the hypothalamus has long been associated with obesity. Rats who are subject to bilateral lesions or deafferentation of the ventromedial hypothalamus (VMH) develop a syndrome of hyperphagia, hyperinsulinemia, and weight gain, termed "hypothalamic obesity" (19, 36). This phenomenon can be suppressed by concomitant pancreatic vagotomy (37, 38, 39) to prevent increased muscarinic innervation of the pancreatic ß-cell, with resultant insulin hypersecretion (40). Children with craniopharyngiomas demonstrate a similar clinical phenomenon, with increased insulin secretion in response to glucose (21, 41, 42, 43). Recent studies by our group have demonstrated insulin hypersecretion in patients with hypothalamic obesity due to brain tumors or cranial irradiation. Octreotide, a long-acting somatostatin analog that binds to the SSTR5 receptor on the ß-cell, results in inhibition of intracellular calcium influx and attenuation of insulin release, and reversal of the hyperinsulinemia and weight gain in this syndrome (23, 44).
The VMH is the site of leptin, ghrelin, neuropepeptide Y-2, and insulin receptors, which transduce peripheral hormonal afferent signals to control efferent sympathetic and vagal modulation, appetite, and energy balance (8, 45, 46, 47, 48, 49). The results of this retrospective analysis provide evidence for hypothalamic damage (probably the VMH) as the primary etiology for obesity in the brain tumor population, and down-play the roles of steroids, hydrocephalus, chemotherapy, and psychological factors. These results clearly recapitulate the phenomenon of hypothalamic obesity in rodents, and strengthen the concept of the hypothalamus as the biological regulator of energy balance in humans (45, 50, 51).
These results also provide the radiation oncologist, neuro-oncologist, and neuroendocrinologist with objective criteria for risk assessment for the future development of obesity in this population, so that close follow-up and early preventive measures can be instituted (44). Clearly, diet, exercise, and medical interventions must be employed early, if the rate of intractable weight gain has any chance for attenuation.
Finally, these results reiterate the sensitivity of the hypothalamus to both surgical intervention and/or external beam radiation. Rather than employing gross total or subtotal resection as a primary therapy, recent strategies have been developed to treat craniopharyngiomas more conservatively, using biopsy and focal irradiation (35, 52, 53). Our data suggest that strategies that limit hypothalamic radiation exposure to less than 51 Gy may reduce the future incidence of obesity. This will be particularly important in the treatment of tumors of the posterior fossa and temporal lobes where incidental irradiation occurs because of tumor location and the need to encompass peritumoral normal tissues.
| Acknowledgments |
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| Footnotes |
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Present address for R.H.L.: Department of Pediatrics, University of California San Francisco, San Francisco, California 94143-0136.
Present address for K.S.: Division of Pediatric Oncology, Siriraj Hospital, Mahidol University, Bangkok, 10700 Thailand.
Present address for S.R.R.: Department of Pediatrics, Cincinnati Childrens Hospital Medical Center, Cincinnati, Ohio 45229-3039.
Abbreviations: ALL, Acute lymphoblastic leukemia; BMI, body mass index; CDC, Centers for Disease Control; CrXRT, cranial radiation therapy; Gy, Gray; SJCRH, St. Jude Childrens Research Hospital; VMH, ventromedial hypothalamus; V-P, ventriculoperitoneal.
Received July 29, 2002.
Accepted October 30, 2002.
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