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The Journal of Clinical Endocrinology & Metabolism Vol. 85, No. 2 727-733
Copyright © 2000 by The Endocrine Society


Original Studies

Behavioral Effects of Prenatal Versus Postnatal Androgen Excess in Children with 21-Hydroxylase-Deficient Congenital Adrenal Hyperplasia1

Sheri A. Berenbaum, Stephen C. Duck and Kristina Bryk

Department of Behavioral and Social Sciences, Southern Illinois University School of Medicine (S.A.B., K.B.), Carbondale, Illinois 62901; and the Department of Pediatrics, Northwestern University School of Medicine and Evanston Hospital (S.C.D.), Evanston, Illinois 60201

Address all correspondence and requests for reprints to: Dr. Sheri A. Berenbaum, Department of Behavioral and Social Sciences, Southern Illinois University School of Medicine, Carbondale, Illinois 62901. E-mail: sberenbaum{at}som.siu.edu


    Abstract
 Top
 Abstract
 Introduction
 Subjects and Methods
 Results
 Discussion
 References
 
Systematic behavioral studies show that females with congenital adrenal hyperplasia due to 21-hydroxylase deficiency (CAH) are masculinized and defeminized in several ways; compared to their sisters, they play more with boys’ toys, are more likely to use aggression when provoked, and show less interest in infants. We studied the extent to which these behavioral changes could be attributed to high levels of androgens in the prenatal vs. postnatal periods in 23 girls with CAH, aged 3–12 yr. Sex-atypical behavior was significantly associated with degree of inferred prenatal, but not postnatal, androgen excess; marked boy-typical play was associated with severe salt-wasting CAH, early age at diagnosis, and moderate genital masculinization at birth, but not with bone age advance, concurrent or cumulative high levels of 17-hydroxyprogesterone, or accelerated growth velocity in early childhood. Aggression and interest in infants were not consistently associated with indicators of prenatal or postnatal androgen excess, probably because those behaviors were measured less reliably than was toy play. The results are consistent with the idea that behavioral masculinization in girls with CAH results from high levels of androgens during fetal development and not in postnatal life.


    Introduction
 Top
 Abstract
 Introduction
 Subjects and Methods
 Results
 Discussion
 References
 
BEHAVIORAL studies in children and adults with congenital adrenal hyperplasia due to 21-hydroxylase deficiency (CAH) clearly show that patients differ from unaffected same sex controls in a variety of ways (1, 2, 3). Compared to their sisters or to other same sex controls, females with CAH engage in more male-typical childhood play (4, 5, 6, 7); have more male-typical interests in adolescence (8); are more likely to report the use of physical aggression in conflict situations (9); have greater spatial ability (10, 11); are more likely to be left-handed (12); are less interested in infants (13), marriage, motherhood, and feminine appearance (6, 7); score lower on measures related to empathy, intimacy, need for social relations, maternal/nurturant behavior (14), and succorance (15); and are less likely to engage in heterosexual activity and more likely to fantasize about and be aroused by other women (16, 17). On the other hand, most females with CAH have female-typical gender identity (7, 17) (Berenbaum, S. A., and J. M. Bailey, unpublished observations).

The behavioral differences observed between females with CAH and unaffected females are generally considered to reflect the high levels of androgen present early in development before the disorder is detected and treatment initiated. In fact, females with CAH were initially studied to confirm findings in rodents and primates implicating early androgens in the development of sexually dimorphic behavior (18). Those studies showed that behavioral sexual differentiation is affected by the levels of gonadal hormones present early in development producing permanent changes in the structure of the brain and in its sensitivity to later activational effects of hormones (19, 20, 21). In humans, the prenatal period is considered the crucial time for sexual differentiation of the brain and behavior, because sexual differentiation of the genitalia and sex differences in hormone concentrations are greatest during weeks 8–24 of gestation (22, 23). Thus, the behavioral changes seen in females with CAH suggest that high levels of androgens specifically during prenatal life facilitate the development of male-typical behaviors and inhibit the development of female-typical behaviors (3, 24).

It is possible, however, that some of the behavioral changes in females with CAH reflect effects of elevated androgens in postnatal life. Individuals with CAH continue to have elevated androgen levels until and often after they are diagnosed and treated, and studies in other species indicate that hormonal effects on behavior are not confined to early development. Hormones may continue to affect behavior through permanent changes to the brain during early postnatal development (25, 26) and at later periods (27), but are more likely to activate neural systems that were organized early in life (19, 20, 21, 28).

There is only indirect evidence that the behavioral changes observed in CAH females result specifically from elevated androgen levels during prenatal development. First, studies in other species have shown that most aspects of behavioral sexual differentiation are affected more by the levels of hormones present during early development when the brain is developing than by hormones present later in development, although the expression of sexual behavior also requires the presence of appropriate hormones later in life (19, 20, 21). However, there is increasing recognition of the role of later hormones in both human and nonhuman behavior, most notably in aspects of learning, memory, and cognition (28, 29) and aggressive behavior (30). Second, most patients with CAH are vigorously treated to normalize postnatal androgens (31, 32), and, in fact, it may be more common for females to have subnormal levels of androgen than excess levels (33). Masculinized behavior of females with CAH has not been found to relate to the quality of therapy or aspects of disease control that should reflect postnatal androgen levels (6).

Nevertheless, there have been no systematic studies of the relative contributions of excess androgens at different points in development to behavioral masculinization and defeminization. Therefore, we attempted to study in females with CAH the relative contributions to behavior of androgen excess at different times, including the prenatal, early postnatal (first year of life), and later postnatal (childhood) periods. On the basis of animal studies and suggestive evidence in humans, childhood play behaviors were hypothesized to relate to androgen excess in the prenatal period and perhaps in the early postnatal period, whereas aggression was hypothesized to relate to androgen excess at all times.


    Subjects and Methods
 Top
 Abstract
 Introduction
 Subjects and Methods
 Results
 Discussion
 References
 
Subjects

The girls whose data are reported here are part of an ongoing longitudinal behavioral study of children with CAH and their siblings. Boys and girls with 21-hydroxylase-deficient CAH were recruited through university-affiliated pediatric endocrinology clinics in the midwestern United States. They represented a range of socioeconomic backgrounds, and almost all were Caucasian. Siblings and first cousins, similar in age, were recruited as controls. Assessments were conducted at several points in time on a variety of sex-typed behaviors. The research was approved by institutional review boards at all cooperating institutions. Parents provided informed written consent for behavioral assessments and evaluation of medical records, and children provided oral assent for behavioral procedures.

Details of the method and descriptions of the differences between children with CAH and their unaffected siblings have been reported previously (4, 5, 8, 9, 13, 34; see Ref. 2 for a summary). We focused here on timing of exposure to androgen excess in relation to childhood assessments of sex-typed play and activities, aggression, and interest in infants in 23 girls with CAH between the ages of 3–12 yr (mean, 8.3 yr).

Behavioral measures

Childhood boy-typical play was measured in several ways on two occasions, 6 months apart (5). In brief, 1) children played with a standard set of sex-typed toys for 10 min, and the amounts of time they played with boys’ toys, girls’ toys, and neutral toys were recorded; 2) children chose a sex-typed toy to keep, with the choice scored as boy-typical or girl-typical; 3) children provided oral answers to questions about their preferences for a variety of sex-typed activities, and responses were scored for interest in boy-typical and girl-typical activities; and 4) parents provided written answers to questions about the child’s typical preferences for the same sex-typed activities, which were similarly scored for the child’s interest in boy-typical and girl-typical activities. At each session, a composite of boy-typical interests was derived from the four individual measures. As reported previously (5), girls with CAH differed significantly from their unaffected sisters on all measures, by showing greater interest and participation in boy-typical activities and less interest and participation in girl-typical activities. The differences on the composite measures of boy-typical play were very large (1.6 and 1.4 SD for sessions 1 and 2, respectively), and there was little overlap in the averaged composite scores of girls with CAH and control girls.

Aggression was measured by parent report of the child’s likely response to six hypothetical situations involving conflict. The score was the number of times the parent said the child would use physical aggression. As reported previously (9), girls with CAH were reported to be more likely to use physical aggression than their sisters, but the difference was only moderate in size (the difference was 0.4 SD) and was not significant in this sample of children. On the same instrument, but with self-report, adolescent and adult women with CAH reported themselves to be significantly more likely to use physical aggression than did their sisters.

Interest in infants was measured by parent report on a multiitem questionnaire of the child’s involvement in playing and caring for infants. As reported previously (13), girls with CAH were reported by their parents to be significantly less interested in infants than their sisters; the difference was large, 0.7 SD. To facilitate comparisons across behavioral measures, scoring of this measure was reversed, so that high scores reflect low interest in infants. Thus, for all behavioral measures, high scores reflect "masculine responses."

Indicators of androgen excess

Retrospective evaluation of medical records was performed by a pediatric endocrinologist (S.C.D.). All patient identifiers were removed. Ratings were made after all behavioral assessments were completed and without knowledge of behavioral results.

Prenatal androgen exposure was indexed by three aspects of the disease also related to disease severity (35, 36). Type of CAH was classified as simple virilizing (SV-), mild salt wasting (SW-), or severe SW. SW-CAH required elevated PRA for age and responsiveness to mineralocorticoid therapy. Classification as mild SW-CAH required that all measurements of serum sodium be at least 129 mmol/L, and that there be no episodes of hypotension or shock; classification as severe SW-CAH required that serum sodium in the neonatal period be less than 129 mmol/L, or that there be at least one episode of hypotension or shock. Age at diagnosis was classified as neonatal (<6 months), infancy (6–36 months), or childhood (>36 months). Prader ratings (37) were used to describe masculinization of the external genitalia at diagnosis.

Early postnatal androgen exposure was measured by growth and concentrations of 17-hydroxyprogesterone (17-OHP). Growth rate in the first year of life was considered the best measure, because advancing growth reflects the continuing effects of androgen excess. Height data were compared to National Center for Health Statistics norms to determine whether the child’s growth was normal (slope was parallel to the 50th percentile), decelerating, or accelerating. Concentrations of 17-OHP at the first neonatal assessment and at 6 months of age were used as supplementary indicators of androgen excess in the early postnatal period. Although large deviations generally reflect inadequate androgen suppression, a variety of factors (e.g. time of collection) can influence 17-OHP levels, reducing their reliability and validity as indicators of androgen. Levels of 17-OHP were recorded in the original units (nanograms per dL) and in log-transformed units to reduce the effects of extremely high values.

Later postnatal (childhood) androgen exposure was also measured with a primary and supplementary indexes. Bone age advance was considered to be the best measure, because it reflects a cumulative effect of excess androgen. Annual radiographic evaluation of the bone age x-ray value reported in the clinic note was noted. Bone age advance across childhood was determined from change in bone age relative to the change in chronological age (see Fig. 1Go). Growth rate and 17-OHP concentrations after the first year were used as supplementary measures of later postnatal androgen excess. Growth rate was recorded to be normal, decelerating, or accelerating (relative to National Center for Health Statistics growth data) in the second year, in early childhood (yr 2–5), and in middle childhood. The level of 17-OHP closest in time to behavioral testing was recorded, as was a typical 17-OHP level, based on 17-OHP values averaged across multiple assessments in childhood (all 17-OHP values were recorded in original and log-transformed units).



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Figure 1. Change in bone age across chronological age for individual girls with CAH. The bold dashed line indicates bone age equivalent to chronological age.

 
It is important to note that androgen excess was not measured directly, but through its manifestations. The most direct measures of androgen excess would have been androstenedione concentrations, but these data were generally not provided in the records.


    Results
 Top
 Abstract
 Introduction
 Subjects and Methods
 Results
 Discussion
 References
 
Descriptive data for measures of prenatal and postnatal androgen excess

Most girls in this study generally had severe disease and so were exposed to relatively high levels of androgens in utero (Table 1Go). Indicators of prenatal androgen excess were correlated with each other. Type of CAH (0, SV-CAH; 1, mild SW-CAH; 2, severe SW-CAH) correlated significantly with age at diagnosis (n = 23; r = -0.80; P < 0.001) and Prader score (n = 18; r = 0.54; P < 0.05). Age at diagnosis correlated significantly with Prader score (n = 18; r = -0.70; P < 0.01). The correlations were attenuated when the two girls with SV-CAH were excluded (CAH type and age at diagnosis: n = 21; r = -0.62; P < 0.01; CAH type and Prader score: n = 16; r = 0.29; P = NS; age at diagnosis and Prader score: n = 16; r = -0.57; P < 0.05.) As expected, girls who were diagnosed in the neonatal period had high initial levels of 17-OHP, but their disease was brought quickly under control, as reflected in 6 month levels of 17-OHP and growth rate in the first year (Table 2Go). (One girl with severe SW-CAH was treated with dexamethasone during the prenatal period, but the treatment was only moderately successful, as reflected by a Prader score of 3 and a neonatal 17-OHP of 20,800 ng/dL. The results of all analyses were unchanged when she was excluded.)


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Table 1. Indicators of prenatal androgen excess

 

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Table 2. Indicators of early postnatal androgen excess

 
Measures of later postnatal androgen excess indicated that the disease continued to be well controlled in most girls, especially those who had a severe illness and were diagnosed and treated early (Table 3Go). Concentrations of 17-OHP varied over time, partly due to the timing of specimen collection, patient compliance, and time intervals between clinic visits. Medians were substantially lower than means, reflecting the fact that most girls had low levels, but a few girls had high levels. Cross-time stability of 17-OHP levels was assessed with Spearman rank-order correlations (preserving the relative ordering of girls, but minimizing effects of extreme values). The median correlation was 0.35, indicating that the same girls did not have high levels each time.


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Table 3. Indicators of later postnatal androgen excess

 
The majority of children had normal or decelerating growth at all ages. Figure 1Go shows the relation of bone age to chronological age for individuals girls. Bone age was appropriate for or lower than chronological age for 10 of the15 girls for whom sufficient data were available. Of the 5 girls with advanced bone age, 4 had mild forms of CAH, were diagnosed later, and had mild genital masculinization.

Associations between behavior and inferred androgen excess in girls

Associations between behavior and androgen excess were assessed with Pearson correlations. Sex-atypical behavior was primarily associated with indicators of prenatal androgen excess, not with later postnatal androgen excess. Masculinization of toy play in particular was associated with severe salt wasting, early age at diagnosis, and high Prader scores (Table 4Go and Fig. 2Go).


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Table 4. Correlations between behavior and indicators of prenatal androgen excess

 


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Figure 2. Relation between representative indicator of prenatal androgen excess (Prader rating) and childhood boy-typical play at time 1 (r = 0.67; P < 0.01). Circles represent two girls with SV-CAH; squares represent five girls with mild SW-CAH; triangles represent eight girls with severe SW-CAH.

 
Masculinized behavior was generally not positively associated with any indicator of postnatal androgen excess, with two exceptions (Tables 5Go and 6Go). Elevated 17-OHP at 6 months of age was associated with high scores on physical aggression in childhood, and growth acceleration beyond age 5 yr was associated with boy-typical play. Otherwise, masculinized behavior was actually negatively associated with indicators of postnatal androgen excess, most notably with bone age advance, the best indicator. For example, girls with advanced bone ages actually had less boy-typical play than girls with age-appropriate bone ages.


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Table 5. Correlations between behavior and indicators of early postnatal androgen excess

 

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Table 6. Correlations between behavior and indicators of childhood postnatal androgen excess

 
When analyses were conducted without the girls with SV-CAH (that is, restricted to girls with mild and severe SW-CAH), the results were very similar, with only minor changes in significance levels of correlations. When analyses were restricted to girls with severe SW-CAH, the patterns of results were also similar, but correlations were generally attenuated, presumably because of the restricted range. Only one correlation was significant among girls with severe SW-CAH that was not significant in the whole sample, that between Prader score and physical aggression (n = 10; r = 0.69; P < 0.05).

Missing data

Although medical records were available for all girls, there was considerable variability in the amount of information that could be used from those records, primarily because of missed clinic visits and insufficient recording of laboratory results. We assessed the effect of this problem by comparing girls with a limited amount of data to those with more data. There was some suggestion that girls with little medical data were more behaviorally masculinized and had more severe illness than those with good data, but the small number of subjects made it difficult to draw firm conclusions.


    Discussion
 Top
 Abstract
 Introduction
 Subjects and Methods
 Results
 Discussion
 References
 
These results suggest that the masculinization of toy play observed in females with CAH is due to excess androgen in the prenatal, rather than the postnatal, period. Boy-typical play was greatest in girls with severe SW-CAH diagnosed in the early neonatal period and not in those with indicators of postnatal androgen excess. These results extend those showing behavioral masculinization to be greater in females with SW-CAH than in females with SV-CAH (17, 38), and to be unrelated to disease control (6). Further, these subjects, like most well controlled females with CAH (33, 38), had low rather than high postnatal levels of androgen (as inferred, for example, from bone age data); this was particularly true for those with SW-CAH. Findings that behavioral masculinization was negatively associated with indicators of postnatal androgen excess probably reflect this relation between type of CAH and treatment. Girls with severe forms of CAH were diagnosed and treated early enough to prevent excess growth and maintained greater adrenal suppression than those with mild forms.

Our findings are novel in several ways. First, unlike others, we found that behavior was related to the degree of genital masculinization at diagnosis (4, 6, 13, 39). Discrepancies across studies may reflect statistical differences. In particular, the use of multiple measures increases reliability and ability to detect associations, as reflected in significant correlations with composite measures of boy-typical play, but not with single measures of aggression and interest in infants. Although it has been suggested that behavioral changes in females with CAH result from parent treatment in response to masculinized genitalia (40), our data suggest instead that both the behavior and the masculinized genitalia are caused directly by prenatal androgen. This is consistent both with parents’ reports that they did not treat CAH females in a masculine fashion (4, 7) and with data from androgenized female rhesus macaques that showed no relation between maternal behavior and androgen-influenced offspring behavior (41).

Second, we found indicators of prenatal androgen exposure to be most strongly associated with measures of childhood boy-typical play. Associations with aggression were inconsistent, and there were no significant positive associations with low interest in infants. This is compatible with the fact that childhood play activities show large and persistent differences between females with CAH and unaffected females (2) and between typical males and females (42, 43), whereas there are smaller differences in interest in infants and aggression (3, 9, 13). Of note, however, assessment of boy-typical play was probably more reliable than was assessment of aggression and interest in infants, and so the former were more likely than the latter to show associations with other measures. In this regard, it is interesting to note that the relation between physical aggression and Prader score was of moderate magnitude (r = 0.39) in the whole sample (although it was not significant given the sample size) and quite substantial (r = 0.69) in the subgroup of girls with severe SW-CAH. Therefore, it will be valuable to examine this issue further, using multiple measures of aggression and interest in infants.

Third, our results are inconsistent with the idea that masculinization of behavior results primarily from postnatal androgen excess. There were few significant correlations between behavior and indicators of postnatal androgen excess. Boy-typical play was associated with accelerated growth rate beyond age 5 yr, primarily due to two girls with accelerated growth and very high scores for boy-typical play. This growth probably reflected catch-up rather than advancing growth, because behavior was not positively related to growth rate at any other time, was not related to 17-OHP concentrations, and was negatively associated with bone age, a better indicator of growth advancement. In fact, boy-typical play and low interest in infants were associated with relatively low levels of postnatal androgen, probably because girls with severe illness had a greater degree of adrenal suppression than girls with mild illness. Further, postnatal androgen excess varied considerably across individuals and across time, but almost all girls with CAH (except those with mild illness) preferred boys’ toys at both times studied here and at other ages (4, 8).

Physical aggression in childhood was significantly associated with one indicator of early postnatal androgen excess, elevated 17-OHP at 6 months of age. Aggression was not significantly associated with other indicators of postnatal androgen, either early or in childhood. It is difficult to know whether the single significant correlation reflects the importance of the early postnatal period for the organization of brain systems subserving physical aggression or sampling fluctuation. In considering the few significant correlations with aggression and interest in infants, it is important to remember that our ability to examine relations between those behaviors and androgen excess was limited by the use of single measures.

We note several other limitations to our study. First, a considerable amount of medical information was missing. Although missing data may not be random, it is difficult to see how the loss of data from SW-CAH girls who were more behaviorally masculinized would produce the pattern of results obtained. Second, the relatively small sample has two effects. Statistical power is high enough to detect only large effects, so it is possible that postnatal androgens affect behavior in modest ways that could not be detected. Further, outliers may unduly influence results in small samples, so associations between behavior and indicators of prenatal androgen may be overestimated from this sample. Third, to increase statistical power, no corrections were made for multiple statistical comparisons. Although this increases the likelihood of type I error, it is justified given the dearth of information on the topic studied. Further, interpretations were based on consistency of results rather than isolated findings. Fourth, we were unable to examine behavior in relation to concurrent levels of androstenedione, which is a more direct index of androgen levels than is 17-OHP. Fifth, data were obtained from retrospective evaluation of medical records from several institutions. Although all ratings were made by a single pediatric endocrinologist from chart information provided by pediatric endocrinologists, it is difficult to determine the reliability and validity of the original information. Indirect evidence for the adequacy of the data is provided by expected relations among medical measures, but it is important to replicate these results with more consistent measurement. It may be easier to document relations with indicators of prenatal than postnatal androgen excess because the former are easier to measure than the latter, especially from retrospective reports. Despite these limitations, our results are consistent with expectations and with other studies in females with CAH using less extensive assessments regarding associations between behavior and disease characteristics (6, 17, 38).

We are continuing to test in other ways the relative importance for different behaviors of prenatal vs. postnatal androgens. This includes studies of girls with CAH varying in treatment: girls who received prenatal glucocorticoid treatment and thus have low prenatal androgen levels (32, 44) and girls who received adrenalectomy and thus have low postnatal androgen levels (45). We are also following girls detected through newborn screening who represent a population sample and for whom medical information can be obtained prospectively rather than retrospectively (46).

In conclusion, our results are most consistent with the hypothesis that behavioral masculinization in females with CAH, especially with respect to toy play, results from high levels of androgens in fetal development and not in postnatal life. They confirm results in other mammalian species that the sensitive periods for androgen effects on behavior and the brain occur early in development (19, 20, 21).


    Acknowledgments
 
We thank the following people who contributed to this project: Drs. Deborah Edidin, Orville Green, David Klein, Ora Pescovitz, Gail Richards, Julio Santiago, Bernard Silverman, and David Wyatt generously provided access to their patients; Elizabeth Snyder Michael, Brenda Henderson, Kim Ketterling Bares, and Robyn Reed collected data and assisted with data processing; Dr. J. J. McArdle suggested the use of plots of individual subjects. We are very grateful to the subjects and their parents for their participation in the study.


    Footnotes
 
1 This work was supported by NIH Grant HD-19644. Portions of this paper were presented at the 1998 Annual Meeting of the Pediatric Academic Societies (American Pediatric Society and Society for Pediatric Research), New Orleans, Louisiana. Back

Received March 9, 1999.

Revised October 7, 1999.

Accepted November 8, 1999.


    References
 Top
 Abstract
 Introduction
 Subjects and Methods
 Results
 Discussion
 References
 

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