The Journal of Clinical Endocrinology & Metabolism Vol. 85, No. 2 498-506
Copyright © 2000 by The Endocrine Society
Prevention of Type 1 Diabetes: Is Now the Time?1
Dorothy J. Becker,
Ronald E. LaPorte,
Ingrid Libman,
Massimo Pietropaolo and
Hans-Michael Dosch
Division of Endocrinology
Childrens Hospital Pittsburgh
Pittsburgh, Pennsylvania 15213-2583
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Introduction
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THE PREVENTION of any disease
has three major prerequisites: 1) identification of subjects at risk to
develop that disease or disorder; 2) identification of the cause of the
disease and/or its precipitators: and 3) some understanding of the
pathogenesis of the disease. Research into the prediction and
prevention of Type 1 diabetes has been directed over the years toward
all these prerequisites, and we approach the new millennium with an
increasingly large body of new knowledge of the disease. The issues to
be debated here are whether we are ready for new, large intervention
trials at this time and whether the current ongoing intervention trials
were helpful, timely, or possibly premature. When considering an
intervention study we must determine: 1) the characteristics and the
size of the target population to be studied; 2) when is the right time
to intervene in subjects at risk? 3) what duration of the study should
be planned? and 4) what should the intervention be?
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What do we know? Identification of individuals at risk
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Type 1 diabetes is an autoimmune disorder with T cell-mediated
destruction of the insulin-producing ß cells of the islets of
Langerhans in both humans and animal models of disease (1).
Peri-insulitis is well described in animal models, but does not cause
insulin deficiency until a precipitating event, or a genetic program,
induces islet invasion with macrophages/dentritic cells, CD4+ and CD8+
T cells, with the latter appearing very early in the process (1, 2, 3). It
is likely, although not sequentially proven, that this course of events
also occurs in humans (4). In humans, the phase prior to the onset of
insulin deficiency is heralded by the development of circulating
autoantibodies against multiple ß cell antigens. The discovery of
islet cell antibodies (ICAs), initially in patients with multiple
autoimmune endocrinopathies (5), gave the impetus to studies like our
own, aimed at the identification of subjects at risk for the
development of insulin-dependent presumably Type 1 diabetes. The
obvious, ultimate goal of these studies was to identify a population
with high disease risk in whom intervention efforts might prevent total
ß cell destruction.
The Pittsburgh Epidemiology and Etiology Study, initiated in February
1979 (6, 7), has now confirmed our initial impressions that ICA alone
(even in high titer) is not a sufficiently specific marker of rapid
progression to insulin deficiency (8). Whereas it is true that the
majority of Caucasian children and adolescents (over 90%) who develop
insulin-dependent diabetes mellitus (IDDM) under 18 yr of age do have
ICAs detected on either human and/or rat pancreas substrates, only 60%
of their relatives who later develop IDDM, have ICAs in their first
blood sample (9).
Our most recent analysis is the IDDM conversion rates in 2164
euglycemic parents and siblings of children diagnosed with clinical
Type 1 diabetes recruited during the first 5 yr of our study
(i.e. 19791984). All subjects were contacted in 1996 and
1997 (i.e. after 1318 yr of actual follow-up) (Fig. 1
). Life table analysis shows that only
15% of ICA-positive subjects on human pancreas (
5 JDF) had
developed IDDM after 5 yr and 34% after 10 yr of actual follow-up. As
can be seen in Fig. 1
, even subjects with relatively high titer ICAs
(i.e. above 20 JDF units) had only a 30% risk of developing
insulin dependency after 5 yr and 62% after 10 yr. These conversion
rates to IDDM are very similar to the Barts-Oxford Study (10) and the
large, but shorter, ICARUS Data Set (11). In the ICARUS data
set, a 50% risk of developing IDDM after 5 yr based on the presence of
ICAs alone was only seen in those individuals with ICAs of more than 80
JDF units (11).

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Figure 1. Life table analysis showing conversion to IDDM in all normoglycemic first-degree relatives recruited from February 1979 to January 1984 (the first 5 yr) with absolute follow-up in 1996 and 1997.
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Thus, it is clear that although most individuals who develop IDDM
eventually have evidence of autoimmunity as indicated by the presence
of ICAs, the corollary is not true. That is, not everybody with even
high titer ICAs will develop Type 1 diabetes, even after a very lengthy
follow-up. Thus, other risk factors are needed to assist in the
identification of those individuals who are most likely to progress to
total ß-cell destruction and insulin requirement. We and others have
reported a major role of high risk DQ haplotypes in identifying those
individuals who will or will not progress to Type 1 diabetes (8, 12).
The possession of four high-risk heterodimers in ICA-positive relatives
gives a 50% conversion risk at 5 yr (8). In addition, relative
protection is conferred by the possession of certain haplotypes,
particularly DQA1 0102 and DQB1 0602, in the Caucasian population
(12, 13, 14). Surprisingly, only the latter data have been used in the
design of only one secondary intervention trial initiated to date, to
exclude subjects with apparent genetic protection rather than selecting
those with the highest risk (15, 16, 17).
Results from early studies initiated in Boston, Massachusetts, have
emphasized a role for the presence of insulin autoantibodies (IAAs) in
the prediction of IDDM in younger subjects (18). In addition, metabolic
studies using first-phase insulin response (FPIR) to iv glucose
stimulation predict fairly rapid progression to insulin requirement
(19). The presence of IAAs in the ICARUS data set gave similar risks to
ICAs when analyzed alone, but were clearly age dependent with an
inverse correlation of IAAs with age among these relatives (11), as is
seen in newly diagnosed patients (20). The ICARUS Study confirmed the
previously reported importance of age at the time of detection of ICAs
in predicting outcome (21). For example, relatives under the age of 10
yr at the first blood draw had a 54% risk of conversion to IDDM after
5 yr compared with only 10% of those 40 yr of age or older (11). Thus,
the presence of IAAs or age could be used interchangeably when
calculating risks (11). The importance of age, whether it be an
independent risk factor or a marker of the presence of IAAs, should be
taken into account when designing intervention studies that use
conversion to clinical IDDM after 5 yr as an end point.
The development of assays that can be used universally that detect
specific autoantibodies other than those directed at insulin has
revealed that combined analyses of autoantibodies to GAD, IA2, insulin,
and ICA improve prediction of IDDM in ICA+ relatives (11, 22). These
initial reports have now been confirmed in other large studies,
including our own (9, 23, 24). Our current data show that the presence
of three antibodies (ICA, GAD, and IA2AA) identifies 55% of subjects
who develop IDDM by 5 yr by life table analysis (Fig. 2
). Our preliminary findings in a small
data set (n = 21) have shown that if we included low FPIR and
high-risk genotypes without these antibodies we could improve the
prediction to only 57% after a prolonged follow-up (24), but to 80%
with the addition of GAD65 and IA2AA (25). Thus, the combinatorial
analysis of multiple autoantibodies and histocompatibility leucocyte
antigen and/or FPIR diabetes family members can identify subjects with
considerable, long-term disease risk. But these markers also identify a
number of individuals who will not develop IDDM and also miss a subset
of future converters (15% with 0 to 1 autoantibody at 10 yr of
follow-up).

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Figure 2. Life table analysis showing conversion to IDDM in a subset of first-degree relatives according to the presence of 0, 2, or 3AA at the first blood draw (25 ).
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What do we know? Intervention in animal models of IDDM
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A prerequisite for intervention studies in humans (especially
children) is that the strategy is effective and safe in animal models
of IDDM. A number of immunologic and environmental manipulations have
been reported in a variety of animal models of autoimmune disease,
including Type 1 diabetes (26, 27, 28). At first glance, the apparent
effectiveness of this relatively large number of different strategies
seems surprising (29). Some of these strategies, which have been
recently reviewed (28), include vaccination with Freunds complete
adjuvant or BCG (30, 31, 32), heat shock protein (33), sc injections
of insulin, B-chain peptide 923 of insulin, GAD, and ICA69
(34, 35, 36, 37, 38, 39)
Because of the reported success of oral tolerization in animal models
of autoimmune encephalitis, oral feeding of insulin has been tried with
some success in a number of different IDDM mouse models (40, 41, 42, 43, 44).
However, oral insulin does not prevent diabetes in BB rats (45). It is
likely that this form of peripheral tolerance induces peripheral CD4+
regulatory T cells, which have been shown to confer suppression of the
development of IDDM in NOD mice after adoptive transfer of these cells
(46). It is probable that these CD4 regulatory T cells secrete a number
of anti-inflammatory cytokines, including interleukin-4,
interleukin-10, and transforming growth factor ß. Although somewhat
indirect, a large body of evidence from rodents, and to some extent
humans, supports the hypothesis that IDDM immunoprotection is conferred
by changing the prevalent bias from Th1 to Th2 phenotype (2, 46). The
intranasal route of insulin delivery has also been investigated as a
form of immunotherapy in NOD mice, both at weaning and at 7 weeks of
age, after the autoimmune process has been established (47, 48, 49). It is
suggested that the mechanism of tolerance is similar to that induced by
the oral route.
Intravenous administration of both insulin and soluble GAD have been
reported to decrease immune responses, reducing but not preventing
insulitis and diabetes (50, 51). The continued debate as to whether
this delivery route of insulin has its effect by decreasing the need
for insulin synthesis (ß cell rest), or whether it only has an immune
mechanism, is not yet formally resolved. The former mechanism is
supported by the effectiveness of diazoxide, which inhibits insulin
secretion in BB rats (52). However, the fact that nonbioactive insulin
peptides also provide a degree of protection supports the latter
mechanism (34, 53, 54).
Other forms of vaccination have also been attempted in experimental
animals. Whole T-cell vaccination is reported to be successful in
murine experimental autoimmune models (29). Vaccination with T cells
specific for a peptide of the 65-kDa heat shock protein was the first
to be attempted, with success in prevention of diabetes in NOD mice
(55, 56). Subsequently, reports have been published showing delay in
the onset and reduced incidence of NOD diabetes using lymphocytes
obtained from NOD mouse spleens, with similar results (57). This type
of research, as well as vaccination with TCR peptide vaccines and DNA
vaccination, are in their infancy, but very exciting data are
accumulating (33, 53).
Another form of therapy that was initially reported to be effective in
NOD mice is the vitamin B compound nicotinamide (59, 60). The
protective effect of nicotinamide reported in an alloxan- and
streptozotocin-induced diabetes, as well as in NOD mice, has led to a
number of intervention trials with this substance in humans (60, 61).
It is interesting that nicotinamide apparently delayed rather than
prevented both insulitis and IDDM onset and that it was less, if at all
effective, in a number of studies in the BB rat model (60).
A very different form of intervention developed from studies first in
BB rats and later NOD mice, demonstrated very robust protection from
IDDM by manipulating the weaning diet (62). Such studies delineated
variable degrees of diabetogenicity for a variety of foods, including
cow milk proteins (62, 63). Although mechanisms remain uncertain (39, 64, 65), there is good consensus that a nonantigenic, hydrolyzed casein
diet reduces insulitis and prevents IDDM in BB rats (66) and in NOD
mice (67).
The difference in the effect of nicotinamide in oral insulin in these
animal studies raises the issue as to whether data obtained in
autoimmune or chemically induced models of IDDM in mice or rats or
transgenic or adoptive transfer models of diabetes are directly
analogous to the development of Type 1 diabetes in humans. If not,
strategies that are effective in these animals may fail in humans or
even act as immunogens and accelerate disease. Some work in animals
raises concerns regarding the right dose of antigens that are
effective, the exact timing, and the potential for acceleration of
disease. Thus, although it seems rational to test and prove
intervention therapies in relevant animal models, this does not
translate into immediate success (or promise of success).
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Caveats from animal research
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The first difficulty is related to the timing of the intervention.
The majority of interventions in animal models have been initiated
shortly after weaning around the time of very early peri-insulitis and
well before the beginning of invasive insulitis, which in NOD mice is
signaled by the appearance of autoantibodies, such as ICA (68). Indeed,
nearly all the experimental strategies that can prevent diabetes halt
the prediabetic process at the peri-insulitis stage and prevent islet
invasion (30, 69). Effective later interventions are, at best, rare
(70).
Presumably, the presence of circulating ICAs reflects destructive islet
invasion. Could immune intervention at this stage accelerate (immunize)
rather than prevent (tolerize) disease? The first such model to be
described was the induction of diabetes in rabbits by the injection of
insulin in Freunds complete adjuvant (71). A number of different
rodent strains did not show this reaction, and, in striking contrast to
the animal models for multiple sclerosis (72), the precipitation of
diabetes by autoantigen is very unusual. However, accelerated IDDM was
observed in one of several published studies in NOD mice carrying GAD65
transgenes (73), and iv administration of an immunodominant peptide
from ICA69 accelerated disease in adoptive transfer and
cyclophosphamide-induced diabetes models (74). Similarly, protocols of
oral insulin administration effective in NOD mice (and considered for
human use), exacerbate diabetes development in BB rats (75). Mice that
express transgenic ovalbumin in the islet, develop cytolytic T cells
and diabetes on autoantigen feeding with ovalbumin (76). Immunotherapy
can also have beneficial effects that fade over time and lead to
exacerbated recurrence of autoimmunity (77). It should, perhaps, not
come as a surprise that immunotherapy is a two-sided sword with
beneficial, as well as adverse potential, outcome. Therefore, the
understanding of detailed mechanism should be a prerequisite for
diabetes intervention therapies.
A major area of concern is the autoantigen dose response and its
transfer from rodent to human. For example, in one NOD mouse study,
1 mg oral insulin conferred protection from disease, whereas 5 mg
resulted in acceleration (40). In a slowly progressive, virus-dependent
IDDM model, the expression of IDDM was decreased by 50% in mice
receiving 1 mg insulin twice a week for 2 months, whereas a dose of 0.1
mg had no effect. Larger doses were not examined (44). A more recent
report showed no effect of 2 mg oral insulin in protecting BB rats from
developing diabetes (75). On a body mass basis, this dose is equivalent
to only a quarter of that protective in NOD mice in the hands of the
same investigators (78). Such examples fail to differentiate species
differences from autoantigen dose effects. The importance of optimal
doses and delivery schedules is emphasized by the data showing that
only a high dose of insulin equivalent to 21 U/kg (about 0.88 mg) given
sc 5 days a week, resulted in some diabetes protection, whereas a dose
of 0.3 U/kg had no effect. This latter dose is similar to that used in
current human intervention studies (79). It is reasonable to assume
that if autoantigen therapy is aimed to ablate autoreactive T-cell
pools through peripheral tolerance mechanisms, then high doses will
target high- and low-affinity clones, whereas lower doses will spare T
cells with lower affinity. Also, such treatments will preferentially
target CD4+ T cells, but be much less efficient in targeting CD8+ T
cells, which clearly are critical elements of progressive prediabetes
(3, 80).
The pharmacokinetics and bioavalability of administered autoantigen
must be considered. Even small amounts of insulin conjugated to cholera
toxin B subunit were able to prevent clinical diabetes in NOD mice
(81). However, caution was raised by the exacerbation of disease in BB
rats when oral insulin was administered with a bacterial adjuvant. This
effect using a similar oral immunization protocol was not seen in NOD
mice, emphasizing the potential differences in responses among
different species (75).
Exacerbation of disease has been reported among other models of
autoimmune disease and diabetes. Autoantigen treatment in a marmoset
model of multiple sclerosis induced an initial delay in disease
expression, followed by exacerbation (77). The oral administration of
myelin basic protein, when fed in low doses, also resulted in the
exacerbation of experimental allergic encephalomyelitis in mice
(82).
These and other studies demonstrate the critical role of antigen dose
and timing of delivery in determining whether tolerization or
immunization occurs. This is of major relevance in transferring
knowledge obtained from research in a variety of animal models to
humans with heterogeneous genetic, immunologic, and age
characteristics. A major challenge will be the calculation of an
appropriate antigen dose for a 5, 25, or 75 kg human from that which is
either effective or dangerous in a 25-g mouse or 250-g rat. Additional
research is needed to optimize autoantigen delivery, particularly in
terms of relatively small doses, and also to expand our mechanistic
insight. Specifically, we need to understand deviation from beneficial
effects and to compare the two available diabetes models as a prelude
for the big step into the human system.
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IDDM prevention trials in humans
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Prevention trials can be classified into three categories. First,
primary prevention trials aim to forestall disease in high-risk
populations, with initiation well before any measurable evidence of
prediabetic autoimmunity appears. The identification of subjects will
rely on family history and/or immunogenetics. Primary prevention
probably targets the processes preceding and/or coinciding with
peri-insulitis. Second, secondary prevention is aimed at delay and
possibly suppression of progressive ß-cell destruction in euglycemic
subjects who have clear signs of autoimmunity. This coincides with
invasive insulitis, and actual tissue damage is signaled by the
presence of increasing numbers of autoantibodies. Subjects may be
classified into those with very high, intermediate, or low risk for
development of IDDM. Although not yet tested prospectively, and still
technically challenging, routine analysis of autoreactive T cells may
well become an important part of the identification and monitoring of
such subjects, and relatively short-lived T cells may allow detection
of intervention success (or failure) well before overt disease. Third,
tertiary prevention is initiated after the clinical onset of insulin
deficiency, aimed at inducing prolonged remission or allowing ß cell
regeneration in the face of suppressed autoimmunity. Preservation of
residual ß cell function is measured by circulating C-peptide
levels.
Tertiary intervention studies are the logical starting point to test
the safety, and perhaps efficacy, of an intervention strategy,
particularly if it has potential toxic effects. Because autoimmunity
continues unabated after disease onset (83, 84), if started early
enough, there is some optimism that such efforts may be effective.
However, immunotherapy with potent immunosuppressants, including
cyclosporin, showed only transient efficacy in human tertiary
intervention trials in older subjects and minimal, if any, in children,
especially with delay in diagnosis (85, 86). Side effects limit the use
of such immunosuppressants, although some ministudies have been
initiated in high-risk children (87). Other strategies, such as the use
of nicotinamide in newly diagnosed patients, were only marginally
effective, although a meta-analysis did show some preservation of
C-peptide secretion (88). Results were not sufficiently compelling to
encourage wide-spread use of nicotinamide after the onset of clinical
Type 1 diabetes. However, these results, together with a pilot study in
ICA-positive first-degree relatives (89), prompted current
multinational secondary prevention studies using nicotinamide (16, 17, 61, 90, 91). The positive effect of intensive insulin therapy on
preservation of C-peptide levels in both new onset children with Type 1
diabetes (iv insulin infusions) and the long-term DCCT study
(92, 93) led to two small pilot studies of insulin therapy as secondary
prevention in subjects thought to be at very high risk for the
development of Type 1 diabetes. The first study was nonrandomized,
comparing high-risk volunteers as assessed by a dual parameter
predictor model (94) for the study with refusers (95, 96). One of five
children, aged 814 yr, treated with insulin (iv and sc), developed
IDDM in 2.33.3 yr. Seven controls (children as well as adults) all
developed diabetes within 2.5 yr (95). However, the life table analysis
of the control group showed much more rapid progression to diabetes
than has been our experience (24). In an update of this study, all
eight nontreated relatives became diabetic within 3 yr compared with
two of nine insulin-treated patients, with the longest follow-up of 9
yr (28). A protective effect of a similar treatment regimen in
high-risk first-degree relatives has been reported in a small
randomized study in Germany (96). These studies were the prelude to the
current, large American Diabetes Prevention TrialType 1
diabetes (DPT-1) Intervention Trial (15, 16, 97).
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Current IDDM prevention trials
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Current Type 1 diabetes prevention trials with their design and
inclusion criteria have recently been reviewed (16, 17, 28, 97). There
were pros and cons to the initiation of each of these studies. One
relatively small randomized study using oral nicotinamide ended early
because of lack of effect (91): this DENIS study was designed to
detect an 80% reduction in the incidence of IDDM (from 306%). Thus,
the failure to achieve this goal, while showing that nicotinamide is
not a panacea, does not exclude possibility of success by less
stringent criteria such as a 50% reduction in incidence or even a
delay in the onset of insulin requirement. Statistical power is the
coin of kings in clinical trials inevitably run by commoners pressed
for time.
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Nicotinamide trial
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Like the above DENIS study (91), the first population-based
nicotinamide intervention trial in New Zealand has suffered criticism
because of unconventional study design that randomized children in
schools rather than as individuals (90). The design of the study is
similar to that frequently used in population testing of vaccines.
Recent results from this trial suggest a 56% protective effect of
nicotinamide after an average follow-up of 7 yr.
Data from this study and apparent successful delay in IDDM in the NOD
mouse, but not the BB rat, led to the design and implementation of the
ENDIT study (16, 17, 61). This admirably large multicenter
secondary intervention trial in ICA-positive (
20 JDF units)
first-degree relatives is a randomized, double-blind,
placebo-controlled attempt to decrease the development of IDDM by 35%
in 5 yr. The study will be unblinded in the year 2002. The major
questions regarding this trial relate to the adequacy of relatively low
nicotinamide dosing in humans compared to NOD mice. The second
potential concern is that nicotinamide contains nicotinic acid, which
has been shown to cause insulin resistance in individuals with islet
autoimmunity (98), although increases in first-phase insulin secretion
were not seen in the doses used in this study (99).
The ENDIT study was initiated before the establishment of current GAD65
and IA2 autoantibody assays and without using immunogenetic risk
markers that may have helped to identify the population at highest risk
for developing IDDM within 5 yr. Our decision not to participate in
this study at the time was based on our conviction that we needed to
develop better markers of rapid progression to clinical IDDM among
ICA-positive individuals before embarking on the very long journey of a
significant intervention trial: this is the cruxthe haste to find
prevention that we all share, is mitigated by the long-term commitment
to a given course.
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The DPT-1 Trial
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This trial started in 1994 and is the largest, most ambitious,
multicenter intervention study initiated, to date (15, 17, 97). There
are two arms to this study of first- and second-degree relatives, which
both aim at a reduction of IDDM by 50% within 4 yr. Very high-risk
subjects who are 345 yr of age with ICA 10 JDF units of or greater,
low FPIR, and do not have a DQB1*0602 HLA allele are randomized to
receive either iv and sc insulin or no therapy. In another arm, oral
insulin is administered in a randomized, controlled, double-blind
manner to subjects that have an FPIR above the 10th percentile.
In 1994, there was a great deal of excitement generated by significant
insulin-mediated diabetes protection in four BB rat (52, 100, 101, 102) and
two NOD mouse studies (103, 104). In addition, the first publications
of similar success with oral insulin administration were reported in
experiments in NOD mice from two groups (27, 40). Although the
possibility of some untoward effects of oral tolerization were
entertained, many of the experiments cited above were published only
after the study began.
In Pittsburgh, our concerns with the study, then and now, were that
insulin injections (which most children hate) would be administered
twice a day to a group of people, half of whom were destined not to
develop diabetes during the time of the study without any therapy. Our
studies emphasize clinically significant decrements in mental
efficiency during even mild hypoglycemia (60 mg/dL) in children with
Type 1 diabetes (105). Despite the relatively small dose of insulin to
be administered sc (0.25 u/kg·day of ultralente insulin), clinical
experience has demonstrated that even this dose can induce significant,
if not severe, hypoglycemia in newly diagnosed children with IDDM.
Thus, it was possible that the first-degree relatives in this study
with altered insulin secretary dynamics, may well suffer from frequent
episodes of mild, either symptomatic or asymptomatic hypoglycemia,
which could be, at best, uncomfortable and, at worst, affect school
performance. In 1994, we were beginning to assess the effect of mild
hypoglycemia using insulin glucose clamps in nondiabetic adolescents,
but data were not yet available. Our most recent analysis suggests that
decrements in mental efficiency during mild hypoglycemia (60 mg/dL) in
normal adolescents does not cause significant impairment of mental
efficiency, unlike in their diabetic counterparts (106). Young
children, who have a greater degree of hypoglycemia susceptibility,
were not included in our study. Early data from the parental insulin
intervention studies suggest that mild hypoglycemia does occur in these
subjects, but does not seem to have major consequences, although there
was no formal testing (97).
A criticism of DPT-1 is that the insulin doses used are miniscule in
comparison with those required in animal models to obtain a significant
effect. In the oral insulin arm of DPT-1 (7.5 mg/day) in a 25-kg child
is less than 1% of the dose effective in NOD mice. The fear in these
studies is that the perceived immunological manipulation may actually
accelerate disease because its timing of the intervention is late
in the prediabetes phase when few, if any, interventions have been
successful in animals. Whereas insulin (3) or proinsulin (107, 108, 109) are
definite targets of prediabetic autoimmunity, our understanding of
their role in progressive prediabetes is incomplete (75). We hope to
gather mechanistic insights from this late prediabetes trial that could
guide future efforts.
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The Nutritional Prevention of IDDM Trial (TRIGR)
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This decade-old effort has generated observations of a protective
effect of nonantigenic hydrolyzed weaning formulas in BB rats (66) and
NOD mice (67), as well as a large body of epidemiologic evidence which,
cumulatively suggests a critical, potentially diabetogenic role of the
weaning diet in infants with genetic diabetes risk (17, 110, 111, 112). The
accumulated data in multiple epidemiologic studies in children led to
the design of the TRIGR cow milk avoidance protocol (17, 113).
Spearheaded in Finland, pilot studies tested whether strict avoidance
of complex protein diets, such as common cow milk-based formulas in the
first 6 months of life, would prevent the development of diabetic
autoimmunity and/or overt disease in genetically susceptible newborn
infants. This is the first primary intervention study, to date. A first
pilot study established the study feasibility (114, 115) and led to a
second nationwide pilot study with the development of antibodies to
islet cell antigens over the first 2 yr of life as an end point.
This blinded, placebo-controlled prospective trial randomizes newborn
first-degree relatives with high genetic risks to a weaning diet of
either standard formula or a hydrolyzed casein formula. The preliminary
results presented this year (116) show significantly decreased
autoantibodies in the group fed hydrolyzed formulas. These results
indicate that a large sufficiently powered multicenter study is
warranted to prove or disprove whether avoidance of complex weaning
diets, such as cow milk formula, has an effect on the development of
IDDM in humans.
The attraction of this study is that it is safe and uses an
intervention that has been in general pediatric use for decades. As a
primary intervention strategy, it could be applied to the general
population (117). It is important to recognize that the intervention is
a hydrolyzed formula rather than a soy-based formula, which also
contains complex antigens. The criticism of the study is that the
epidemiological data are controversial (17). Also, the study is
difficult to implement, requiring cooperation of newborn nursery staff,
trial personnel, and the families involved. However, the Finnish group
has clearly overcome many of these obstacles and has shown that such a
study is possible. The fact that there is no association between the
emergence of autoantibodies and exposure to cow milk formulas in
current prospective epidemiological studies should not negate the
possible detrimental role of cow milk protein (118, 119). The
experience with the discovery of the association of celiac disease with
gluten intake serves as a lesson that, when an environmental agent is
ubiquitous, it will have to be removed to prove a role.
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Human intervention studies: if not now, when and how?
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The fact that our group has not joined any of the current
secondary intervention efforts was based on the many concerns outlined
above. We feel strongly that continued longitudinal epidemiological
studies in both high-risk individuals and the general population are
mandatory to delineate specific risk markers that will identify those
individuals with signs of autoimmunity who will or who will not
progress to insulin deficiency over a defined period of time. Although
ICAs are very powerful predictors of Type 1 diabetes, they are not
sufficiently specific. Major strides have been made in identifying
high-risk and protective genotypes, a role for the presence of three
autoantibodies and risks associated with low FPIR. However, with all
these tools, about half the subjects enrolled in current secondary
prevention studies would not have developed diabetes, even without an
intervention. In addition, about 10% of subjects thought to be at low
risk will develop IDDM, and they represent a sizable cohort.
There is no doubt that we will learn from post hoc analyses of
the ENDIT and DPT-1 studies. Additional studies should be based on
lessons learned once all autoantibodies are assayed in the
baseline samples of these participants and genotyping is available.
Although there will be insufficient statistical power to assess
effectiveness of the interventions in subgroups of these studies, there
is a lot to be learned from the additional data that would have
included or excluded participants using more stringent selection
criteria. Only then will we know whether the initiation of these
studies should have been delayed until newer assays were available to
assist in selection. Would other markers allow identification of a
group of first-degree relatives with at least a 50% risk of developing
IDDM without decreased insulin secretion, which may be a stage that is
too late for intervention? In the year 2002, we will find out whether
or not these secondary intervention trials in progress at this time
should have been delayed a few years. Also, it is possible that the
observation period in both studies should be prolonged to assess the
effect of the interventions.
A subject of much debate is the application of knowledge we
have obtained in relatives of Type 1 diabetic patients to the general
population. Because 90% of the patients with Type 1 diabetes do not
have a family history, we will only make inroads into the incidence of
the disease if the general population is studied. There is some degree
of controversy as to whether progression to IDDM occurs in the same
manner in ICA-positive individuals from the general population as has
been shown in first-degree relatives (120). The general population
studies currently underway, therefore, are of major significance. Any
intervention applied to the general population of apparently healthy
individuals, needs to be safe, as well as effective. The same criteria
should be used in any study of children whose decisions are made for
them by their parents. It has been said that if an intervention was as
safe as giving an aspirin it should be used to prevent diabetes, even
if it means giving this to people without major risk for disease.
However, aspirin is a good example of a drug that is usually safe in
adults, but can be very dangerous in children. It still is implicated
in the pathogenesis of Reyes syndrome. Another example is the effect
of hypoglycemia on the developing brain, which is likely to be major in
children under 5 years of age (121, 122). Only sufficiently large
studies have the power to detect relatively rare, but possibly
dangerous, side effects of any therapy (123). The younger the subjects
included in the study, the more cautious one should be in introducing
an intervention and following both beneficial and detrimental effects.
The fact that interventions are safe in animals or adults does not
ensure that this is the case in children.
There is a lot to be learned regarding dosing and timing
of prevention therapies that are currently being investigated in
both animal models and humans. Data are accumulating steadily, and,
with time, direction for future interventions will become apparent. The
ability to identify individuals with high genetic risk for the
development of IDDM among first-degree relatives and probably in the
general population, makes early intervention increasingly feasible. As
most Caucasians develop autoantibodies, these may serve as reasonable
surrogate markers of the effectiveness of a primary intervention
strategy. The potential protective effect of weaning from breast
feeding to a hydrolyzed cow milk formula currently seems to be the most
attractive next step in designing an intervention trial. There is
abundant animal data, there is suggested epidemiological data, and the
intervention is safe.
Primary or secondary intervention strategies in newborns or
young children should be undertaken with great caution. Results of
current trials should be available before drug therapy is attempted in
any future trials in any other population. The risks of the
intervention should be weighed clearly against the risks and discomfort
of the treatment of diabetes, as we approach the next millennium. The
ultimate prognosis of a child with diabetes has vastly improved over
the last two decades and can improve further with the availability of
adequate health care dollars. But this is not an easy life, and a safe
prevention should be the ultimate goal for all of us. We should move
ahead with determination, but with steady evaluation of the advantages
and disadvantages of every step we take. New and exciting animal
studies are ongoing that include gene therapy, DNA vaccination, and a
variety of forms of immunomodulation. The day will come when there is
sufficient evidence for new therapies to be applied, first in
consenting adults, but the time is not yet here. We must hurrybut
slowly and carefully.
 |
Footnotes
|
|---|
1 Supported by NIH Grants RO1-DK24021, RO146864,
and 5MO1-RR00084 and the Renziehausen Fund. 
 |
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