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Department of Pediatrics, Weill Medical College, Cornell University, New York, New York 10021
Address correspondence and requests for reprints to: Noel K. Maclaren, Department of Pediatrics, Room LC604, Cornell University, Weill Medical College, 1300 York Avenue, New York, New York 10021. E-mail: nkmaclaren{at}aol.com
| Abstract |
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| Introduction |
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Immune-mediated (type 1) diabetes (IMD) results from an
organ-specific autoimmune-mediated loss of insulin-secreting ß cells
(Fig. 1
). This chronic destructive
process involves both cellular and humoral components detectable in the
peripheral blood, months or even years, before the onset of clinical
diabetes. Throughout this long prediabetic period, metabolic changes,
including reduced insulin secretion with eventual glucose tolerance,
develop at quite variable rates toward full-blown diabetes. Whereas,
IMD is predominantly the diabetes of children and young adults, it is
common to all age groups. IMD is principally a disease of Caucasians.
The worldwide incidence rates of IMD vary greatly among different
racial groups, with Finland and Sardinia showing the greatest incidence
rates and Chinese/Japanese and negroid populations showing the lowest
incidence rates. IMD is diagnosed more frequently in winter months in
both hemispheres. The major genetic susceptibility to IMD is linked to
the histocompatibility leucocyte antigen (HLA) complex on chromosome
6p, but many other genes contribute. These genetic backgrounds interact
with the environmental factors (probably certain viruses and exposure
to bacteria/parasites) to initiate the immune-mediated process that
culminates in ß-cell destruction. Despite significant progress in our
understanding of the genetic susceptibility factors and the natural
history of islet autoimmunity preceding the clinical onset of type 1
diabetes, there are considerable gaps in our knowledge. The etiology of
IMD remains unclear. We speculate that multiple environmental factors
may initiate ß cell autoimmunity, which once begun then proceeds by
common pathogenic pathways. Whereas some advance to clinical IMD
rapidly, others do not. Furthermore, we believe that progression may be
irregular, with an accelerated destructive phase occurring commonly,
just prior to the clinical diagnosis.
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| The Genetics of IMD (Type 1) |
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The major genetic component in the HLA class II region on chromosome 6p21.3 was discovered to be associated with the disease about 20 yr ago (IMD1) (1, 2). This HLA gene region plays a role in antigen presentation and initiation of immune responses. There seems to be multiple loci in this region contributing to susceptibility haplotypes HLA-DRB1, DQB1, DQA1, DPB1, and, perhaps, others. In human IMD, there is a hierarchy of genetic associations, of which HLA-DRB1*04/DQA1*0301/DQB1*0302 is the predominant HLA haplotype associated with susceptibility in IMD. When in heterozygous association with DRB1*03/DQA1*0501/DQB1*0201, the absolute risk in HLA identical siblings of an affected proband is 1 in 4 but is as high as 1 in 12 even in the general population. Some 34% of Caucasians are such heterozygotes. HLA-DRB1*15/DQA1*0102/DQB1*0602 are the predominant HLA class II alleles associated with protection, even in individuals who also carry the susceptible HLA-DQA1*0301/DQB1*0302 (3). Alleles without an aspartic acid at B chain residue 57 or having an arginine at position 52 of the DQA1 chain are susceptible (4). Analysis of the DRB1*04-subtype (5) is particularly informative because it encodes a risk of IMD that is greatly variable depending on the population studied. DRB1*0401 and 0404 have been shown to be associated with IMD in the United States and Norway (5), as are DRB1*0402 and 0405 in French and in Mexican Americans (6), and DRB1*0401 and 0402 in Australians (7). DRB1*0405 confers a strong risk in Sardinians, Spaniards, North Africans, blacks, and Japanese (8). Conversely, strong protection from the disease is provided by DRB1*0403 in Sardinians, Belgians, and Chinese (9, 10); DRB1*0404 in French (11); and DRB1*0403, 0408, and 0411 in Mexican Americans (6); and DRB1*0406 in Orientals (11). A recent study showed that DRB1*0401 subtypes represent almost 74% of all DR4 alleles and confer a significant risk to IMD when combined to DQB1*0302 (12). Among the various DRB-DQB allelic combinations, a single dose of protective DR or DQ allele, such as DRB1*0403, is sufficient to provide dominant protection.
Another locus (IMD2) located near the insulin gene on chromosome 11p15
was identified about 10 yr ago by association analysis (13). IMD2 has
been identified as the variable number of tandem repeats region
immediately 5' to the insulin gene, which seems to play a role in the
level of gene transcript expression (14) in the thymus presumably by
eliminating insulin-autoreactive T cells from escaping into the
circulation. IMD is some 15 times more common for siblings of an
affected proband than it is in the general population. This product
that genetic contribution must explain is termed
s. IMD1 and IMD2
have been estimated to contribute 42% and 10%, respectively, to the
s, whereas many other IMD susceptibility genes have been described
accounting for additional small genetic contributions of only a few
additional percent. The recent reports of at least five additional
genomic intervals influencing IMD predisposition (IMD3, IMD4, IMD5,
IMD7, and IMD8) represent significant advances in our understanding of
the genetic complexity of this disorder. IMD3 was localized to
chromosome 15q26 (15), IMD4 to the 11q13 region (16), IMD5 to near ESR
in the chromosome 6q25 (16), and IMD7 to chromosome 2q31-q33 (17).
Lately, another locus on chromosome 6 near the marker D6S264, distal to
IMD5, has been reported and designated as IMD8 (18). But the genes
responsible for the increased susceptibility to IMD in these intervals
have not been identified. These genes could alter immunological
responsiveness in general, such as via the inducible polymorphism of
the immunoglobulin constant region (Fc) receptors and the associated
cytotoxic T-lymphocyte adhesion ligand (CTLA-4) (19). Various studies
have provided evidence of linkage and associations of a polymorphic
marker in the CTLA-4 gene with IMD in Italian and Spanish families
(19), but not in patients of Northern European descent or the United
States. This T cell accessory molecule is induced during normal immune
responses, leading to apoptosis in the activated T cells and, thus,
limiting the response. It is, thus, easy to see that a defect in this
gene could lead to poorly controlled immune responses or to
autoimmunity. In addition, it has been postulated that increased
susceptibility of islet cells to the induction of apoptosis by
cytotoxic T cells may also be responsible for facilitated death of
islet ß cells (20). IMD12 is one of the confirmed susceptibility loci
located on chromosome 2q33.
| Pathogenesis of IMD |
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Once islet cell autoimmunity has begun, progression to islet cell
destruction is quite variable, with some patients rapidly progressing
to clinical diabetes, while others remain in a nonprogressive state.
Antigenic/epitope spreading of the autoantibody responses is one
important marker of impending progression because those with but a
single autoantibody progress slowly, whereas those with autoantibodies
to multiple antigens most often progress rapidly. First discovered with
respect to ICA plus insulin autoantibodies (21), the principle extends
to all antibody markers. Diabetes risk and time to diabetes in
relatives of patients, thus, directly correlates with the number of
different autoantibodies present. The pathogenesis of IMD has been
extensively studied, but the exact mechanism involved in the initiation
and progression of ß cell destruction is still unclear (Table 1
) (22). The presentation of ß
cell-specific autoantigens by antigen-presenting cells (APC)
[macrophages or dendritic cells (DC)] to CD4+ helper T
cells in association with MHC class II molecules is considered to be
the first step in the initiation of the disease process (Fig. 2
). Macrophages secrete interleukin
(IL)-12 stimulating CD4+ T cells, to secrete interferon
(IFN)-
and IL-2. IFN-
stimulates other resting macrophages to
release, in turn, other cytokines such as IL-1ß, tumor necrosis
factor (TNF)-
, and free radicals, which are toxic to pancreatic ß
cells. During this process, cytokines induce the migration of ß-cell
autoantigen specific CD8+ cytotoxic T cells. On recognizing
specific autoantigen on ß-cells in association with class I
molecules, these CD8+ cytotoxic T cells cause ß-cell
damage by releasing perforin and granzyme and by Fas-mediated apoptosis
of the ß cells. Continued destruction of ß cells eventually results
in the onset of diabetes.
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| Role of APC in IMD |
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B lymphocytes represent another essential subpopulation of APC for generating MHC class II-restricted T cell responses to certain antigens. Recent studies in NOD mice suggest that B cells play an important role as APC for self antigens in their progression to diabetes. This diabetogenic role of B lymphocytes in NOD mice could be as APC, which present certain ß-cell antigens to autoreactive T cells, permitted to be generated as a result of inherent tolerogenic defects. Alternatively B cells secrete the autoantibodies that bind to pancreatic ß cell antigens and may thereby subsequently trigger autoreactive T cells through an antibody-dependent cell-mediated cytotoxicity response. A study by Serreze et al. (26) in NOD mice showed that the initiation of GAD-reactive T cell responses in NOD mice require only B lymphocytes as APC. Once such GAD-reactive T cells have been initially activated in NOD mice, however, the responses may be maintainable by APC other than B lymphocytes.
Macrophages may also be involved in the pathogenesis of IMD early on because inactivation of macrophages results in the near complete prevention of diabetes in NOD mice as well as BB rats (22). This could be because T cells in a macrophage-depleted environment lose their ability to differentiate into ß cell-reactive cytotoxic T cells. On studying the islet antigen-specific immune response and T cell activation in macrophage-depleted NOD mice, it was found that there was a decrease in usually pathogenic Th1 and an increase in Th2-type responses due to reduced expression of macrophage-derived cytokine, IL-12 (27).
| Polarized Th1 and Th2 Subsets and Cytokines in IMD |
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together promote the differentiation of Th1 cells, whereas IL-4 itself
has the important role in Th2 differentiation. Locally secreted IL-4
strongly suppresses Th1-inducing capacity of IL-12 and IFN-
. Thus,
IL-4 is a potent inducer of Th2 cells and, simultaneously, a powerful
inhibitor of Th1 development. The Janus Kinase STAT pathway is
important in cytokine-induced signal transduction, which directly
transfers signals from the cell surface cytokine receptors to the
nucleus (28). IL-12 and IL-4 act through STAT4 and STAT6, respectively,
to deliver specific differentiating, transduction stimuli.
Cytokines are important to the outcome of an autoimmune disease. A
variety of approaches have been used to study the roles of cytokines in
the pathogenesis of IMD for past 15 years. Most of the studies have
been carried out in NOD mice and BB rats. These studies largely support
the concept that ß-cell destructive insulitis is associated with
increased expression of proinflammatory cytokines (IL-1, TNF-
, and
IFN-
) and Th1 cytokines (IFN-
, TNF-ß, IL-2, and IL-12), whereas
nondestructive (benign) insulitis is associated with increased
expression of Th2 cytokines (IL-4 and IL-10). However, cytotoxic T cell
clones of both Th1 and Th2 lineages can be used to transmit diabetes in
NOD mice, suggesting that the Th1/Th2 paradigm represents a pathogenic
bias that is far from absolute. Oral insulin or GAD protects against
diabetes through the generation of regulatory Th2/Th3 cells
characterized by their TGF-ß secretion. Cytokines render ß cells
susceptible to destruction either by direct cytotoxic effect or by T
cells infiltrating the islets (e.g. MHC class
I-restricted CD8+ T cells) because IFN-
up-regulates
MHC class I expression on rodent and human ß cells. Another mechanism
whereby cytokines may render ß cells susceptible to T cell-mediated
killing is via induction of Fas (CD95) receptors on their surfaces.
Ligation of Fas receptors on ß cells by FasL (CD95L) on
CD4+ and/or CD8+ T cells has been postulated to
be a mechanism of ß-cell death by apoptosis in IMD.
| CD1d-Restricted NK-T Cells and IMD |
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chain that is associated with ß2-microglobulin (ß2m).
Five CD1 genes have been identified in humans; namely CD1 a, b, c, d,
and e. The pocket of antigen binding groove of CD1 is entirely made up
of hydrophobic residues, suggesting that CD1 binds to highly
hydrophobic ligands such as lipids. Thus, the most surprising finding
of the CD1 antigen-presenting system is that the antigens presented by
CD1 are not peptides, but rather lipid and glycolipid in nature.
One of the properties shared by mouse CD1 and human CD1 molecules is
their ability to be recognized by natural killer T (NK-T) cells (29).
Recently, much interest has been focused on NK-T cells because of their
ability to rapidly produce large amounts of cytokines, suggesting that
these cells play a role in regulating the speed and type of immune
responses. The majority of mouse NK-T cells express receptors, biased
to variable Vß8.2, Vß7, or Vß2 chains paired in an invariant
V
14J
281 chain rearrangement (30). The human counterpart, also
expresses a limited repertoire of restricted V
chain paired opposite
to Vß chain, i.e. an invariant V
24 rearrangement paired
with Vß11, the human homologue of mouse Vß8 (31). NK-T cells in
both species can be autoreactive in vitro for CD1 molecules
in the absence of exogenous antigens. NK-T cells of both species
resemble each other in several additional ways, including expression of
intermediate T-cell receptor (TCR) levels, expression of CD4
without CD8 or the absence of both CD4 and CD8, expression of cell
surface proteins characteristic of memory or activated T cells (32),
and the presence of NK receptors, NK1.1 (CD161) in mice (33) and NKRP1
in humans (32). Recent studies have suggested the importance of NK-T
cells as effector cells in tumor rejection, in IL-4 production, and as
regulatory cells in autoimmune diseases.
A major element driving the development of Th2 cells is the presence of
IL-4 at the site of the immune response. These NK-T cells have been
recognized as a major source of IL-4 on primary antigenic stimulation.
Thus, an important immunoregulatory role has been attributed to this
discrete T cell subset, whereas recent evidence provides a strong link
between CD1d-restricted T cells and autoimmunity. Several mouse models
of autoreactivity are characterized by decreased V
14+ T
cells, the subset of T cells that are CD1d-restricted (34).
Furthermore, lupus-prone mice injected with V
14 antibodies show an
earlier onset of disease and increased titers of antidouble-stranded
DNA antibodies. NOD mice have been shown to be deficient in NK-T cells
by 3 weeks of age. Furthermore, these cells lack the ability to produce
IL-4 at this age, suggesting that a very early defect in NK-T cells
could lead to the genesis of autoimmunity through a deficiency in Th2
cell function (35). One study in humans showed that T cells from
diabetic patients bearing V
24 TCR preferentially produced Th1
cytokines, whereas their healthy siblings did not (36). They proposed a
model in which Th1-cell-mediated damage is initially regulated by
V
24J
Q+ T cells producing both IFN-
and IL-4
cytokines, whereas their loss of ability to specifically secrete IL-4
could be correlated with IMD. They further suggested a strong link
between V
24J
Q+ T cells and IMD, indicating that these
cells may be functionally related to this autoimmune disease in humans.
Our own unpublished studies document deficiencies in NK-T cells in both
human and murine IMD and suggest this area should be immediately
fruitful for investigations.
| The Inductive Event |
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Although numerous sequence similarities between viral proteins and ß-cell autoantigens are plausible, the relationship between Coxsackie B virus infection and GAD65 autoimmunity has recently received the most attention. The finding by Kauffman et al. (40), of a striking sequence homology of 18 amino acid peptide between human GAD65 and the Coxsackie virus p2-C protein, provides the best evidence of a specific molecular mimicry model. The sequence of this region of GAD65 (amino acid 250273) is significantly similar to the p2-C protein of Coxsackie B virus. However, not all published studies have demonstrated a linkage between immunity to GAD65 and Coxsackie virus. For example, one study identified a non-Coxsackie-homologous region of GAD65 as a predominant cellular immune epitope while studying the polyclonal human T cell responses (41), but of peripheral blood T cells, not pancreatic.
The tyrosine phosphatase IA-2 is another molecular target of pancreatic islet autoimmunity in IMD, as discussed above. In one of the recent studies, the epitope spanning 805820 amino acid elicited maximum T-cell responses in all at-risk relatives out of a total of 68 overlapping, synthetic peptides encompassing the intracytoplasmic domain of IA-2 (42). This epitope was found to have 56% identity and 100% similarity over 9 amino acid with a sequence in VP7, a major immunogenic protein of human rotavirus. This dominant epitope also has 4575% identity and 6488% similarity over 814 amino acid to sequences in Dengue, cytomegalovirus, measles, hepatitis C, and canine distemper viruses and the bacterium Haemophilus influenzae. Furthermore, three other IA-2 epitope peptides have 71100% similarity over a 712 amino acid stretch to herpes, rhino-, hanta-, and flaviviruses. Two other peptides have 8082% similarity with dietary proteins of milk, wheat, and bean proteins. These molecular mimicries could lead to either triggering or exacerbation of ß-cell autoimmunity. Besides molecular mimicry, retroviral expression of env protein superantigens (Sags) may be able to activate clonal expansion of autoreactive T cell clones. Superantigens have been implicated in the pathogenesis of the various autoimmune diseases (43). Superantigens are the microbial proteins able to mediate interactions between MHC class II and polyclonal T cells, resulting in their reciprocal activation. The presence of MHC class II molecules on the surface of APC and the expression of one or more defined variable (V)ß TCR chains on T cells, are the only two absolute requirements for the superantigens. Conrad et al. (44) isolated a novel mouse mammary tumor virus-related human endogenous retrovirus (HERV), in patients suffering from acute onset type 1 diabetes termed as HERV IDDMK1,222 subtype. They further reported that selective expansion of Vß7+ T cells in the islet cell infiltrates from two patients with recent onset IMD was associated with extensive junctional diversity of Vß7+ T cell clones. These investigators demonstrated that islet cell membrane preparations preferentially expanded Vß7+ T cells from nondiabetic peripheral blood mononuclear cells (45). We, among others, were, however, unable to confirm any IMD specificity of the IDDMK1,2 22 because it was equally recoverable as viraemia from controls as well as patients (46), whereas this HERV was a minor variant of the HERVK-10 family of viruses. Furthermore, both patients and controls in our studies made antibodies to HERV-K env proteins. The Sag effect they reported also needs confirmation.
| Future Directions |
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Received August 16, 1999.
Accepted September 22, 1999.
| References |
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24+ CD4-CD8- T cells. J Exp
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chain is used by a unique subset of major
histocompatibility complex class I-specific CD4+ and
CD4-CD8- T cells in mice and humans. J Exp
Med. 180:10971106.
24-J
Q/Vß 11 T cell
receptor is expressed in all individuals by clonally expanded CD4-CD8-
T cells. J Exp Med. 180:11711176.
ß
T cells expressing invariant TCR
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14+ NK T cells associated with disease development
in autoimmune-prone mice. J Immunol. 156:40354040.[Abstract]
24-J
Q T cells in type 1 diabetes. Nature. 391:177181.[CrossRef][Medline]
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